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Develop a Risk Management Plan to protect your business, employees and clients


Creating a Risk Management Plan for your business does not only make good business sense, it is also a regulatory requirement set out by the Financial Sector Conduct Authority.

You will:

  • Understand the importance of Risk Management in the business
  • Know the Risk Management regulatory requirements that FSPs must comply with
  • Recognise the risks in your own business
  • Assess the impact and likelihood of risks in your business
  • Understand the impact of not managing risks by unpacking actual Ombud cases

By attending, you will also:

  • Be better equipped to identify the possible risks in your business before they happen
  • Know how to proactively set up processes to avoid or minimise the impact of risks
  • Be able to design and implement a comprehensive and effective Risk Management Plan
  • Be more informed and therefore better equipped to take precautions to prevent or minimise risks from doing harm to your employees, clients, property, systems, processes and reputation.

CPD hours:

  • FSPs, Key Individuals and Representatives will earn 3 CPD hours towards maintaining their competence requirements.
  • FPI members will earn 2 CPD hours in the Event Participation (Knowledge) category and 1 CPD hour in the Ethics and Practice Standards category.

Interested in attending this webinar or face-to-face seminar?

Click on the links below to register or browse dates for this webinar and seminar.

Webinars   |   Face-to-face seminars 

If you would like to arrange this webinar specifically customised for your business, contact the Masthead Regional Office closest to you.

How will attendees benefit

Attendees will walk away with a thorough understanding of what the regulator requires of you and how to implement it.

Accredited by the Financial Planning Institute of Southern Africa (FPI)


A national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs). Established in 2004, we help our clients overcome their risk management challenges so they can grow and thrive in an increasingly regulated industry. Providing professional guidance and practical support, our team of specialists is passionately committed to delivering tangible solutions.

Why Masthead?



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Masthead is a level 1 B-BBEE contributor.

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