Our offices will be closed from 22 December 2023 and will re-open on 4 January 2024.

Regulatory Library

Industry legislation, notices, determinations and more

Latest documents

Joint Standard 1 of 2023: Information Technology (IT) Governance and Risk Management

FSCA Notices - 11 November 2023

FIC Annual Report 2022/23- Increasing transparency to enhance the fight against financial crime

FIC/AML - 28 October 2023

Circular 37 of 2023: Regulatory guidance on routine monitoring of Compliance Inspections and Request for Information

Health - 18 October 2023

FSCA Communication 27 of 2023: Criminal record verification of certain designated persons and significant owners

FSCA Notices - 17 October 2023

PCC 5D: Registration with the Financial Intelligence Centre in terms of section 43B of the FICA, 2001

FIC/AML - 17 October 2023

PCC 47A: Guidance on the interpretation of Legal Practitioners, item 1 of Schedule 1 to the FICA, 2001 and potential risk indicators.

FIC/AML - 17 October 2023

FAIS Ombud Newsletter: Issue 1 of 2023

FAIS Ombud Determinations - 16 October 2023

FSCA Annual Report 2022/23

General - 12 October 2023

CMScript 9 of 2023: Male Breast Cancer

Health - 10 October 2023

Circular 33 of 2023: Prescribed Minimum Benefit definition guideline for inflammatory bowel disease (Ulcerative colitis and Crohn’s disease)

Health - 1 October 2023


A national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs). Established in 2004, we help our clients overcome their risk management challenges so they can grow and thrive in an increasingly regulated industry. Providing professional guidance and practical support, our team of specialists is passionately committed to delivering tangible solutions.

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