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Reminder – Monitoring of Reps

Posted on 23 Jun 2020

This is a an important reminder that Key Individuals are to follow the Financial Service Provider’s processes for monitoring of Representatives.

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A national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs). Established in 2004, we help our clients overcome their risk management challenges so they can grow and thrive in an increasingly regulated industry. Providing professional guidance and practical support, our team of specialists is passionately committed to delivering tangible solutions.

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