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Understanding The General Code Of Conduct

Advisors who want to stay in business need to know and understand the General Code of Conduct, the impact on their business and what adjustments they need to make to remain compliant.

Every day, advisors need to make sure that they stay in business – this means ensuring that they are aware of the changing regulatory developments, that they meet updated and new requirements and that they minimise the risk of having complaints upheld against them.

This webinar will highlight some of the main regulatory requirements of the General Code of Conduct and how this impacts financial services providers and the financial services industry as a whole.

CPD hours: 

  • FSPs, Key Individuals and Representatives will earn 3 CPD hours towards maintaining their competence requirements.
  • FPI members will be able to earn 3 CPD hours in the Ethics and Practice Standards category.

Interested in attending this webinar?

Click on the links below to register or browse dates for this webinar and seminar.

Webinars

If you would like to arrange this webinar specifically customised for your business, contact the Masthead Regional Office closest to you.


Who should attend?

Key Individuals, Representatives, Operations Managers and all key administrative staff.

How will attendees benefit?

By attending this webinar, you will gain an understanding General Code of Conduct that affects your ability to run a successful financial advisory business.

 

Accredited by the Financial Planning Institute of Southern Africa (FPI)

MASTHEAD IS

A national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs). Established in 2004, we help our clients overcome their risk management challenges so they can grow and thrive in an increasingly regulated industry. Providing professional guidance and practical support, our team of specialists is passionately committed to delivering tangible solutions.

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CONTACT US

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021 686 3588

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