Are you a Category I FSP without a Compliance Officer?

Category I FSPs without an external compliance officer must submit their annual Compliance Report to the Financial Services Board (FSB) by 28 February 2017.

We know this can be daunting for FSPs that are not familiar with the terminology, the interpretations and processes set out by the FSB. Masthead has assisted thousands of independent financial advisors to complete their annual Compliance Reports. We can make this process a hassle-free and easy one.

Masthead will be hosting a three-hour session facilitated by an experienced Compliance Officer. During this session you will be guided through each question in the Compliance Report and provided with explanations on what the FSB is looking for and tips on how to best demonstrate that your FSP is compliant.

By the end of the session you will have completed your Compliance Report.

Who should attend? 

Key Individuals who do not have an external Compliance officer and are unsure of what to report on, how the report needs to be completed, which annexures to complete and what documents need to be submitted.

What to bring along?

Please bring your laptop if you wish to complete the Compliance Report electronically or a hardcopy if you prefer to complete it manually.

Cost

R850 (incl. VAT)

Dates and Times of sessions

We will be hosting two sessions. The same content will be covered at both sessions so you only need to attend one session.

DateThursday, 2 February 2017 DateThursday, 9 February 2017
Time8:30 for 09:00 to 12:00 Time8:30 for 09:00 to 12:00
VenueMasthead Pretoria Office VenueMasthead Pretoria Office
Building 6, Ground Floor  Building 6, Ground Floor
180 Garsfontein Road, Ashlea Gardens  180 Garsfontein Road, Ashlea Gardens


Seats are limited so please book your seat early to avoid disappointment.

To book your seat please make payment to:

Name of bank: Standard Bank
Name of account: Masthead (Pty) Ltd
Type of account: Business Current Account
Account number: 070397341
Branch: Thibault Square Branch
Branch code: 020909
Reference: Please use your First name, Surname and the seminar date
Proof of payment: Please email your proof of payment to pretoria@masthead.co.za

For event enquiries please contact Masthead’s Pretoria office:
email: pretoria@masthead.co.za or tel: 012 424 3400.

We look forward to seeing you there


See all Pretoria Workshops and Seminars

MASTHEAD IS

A national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs). Established in 2004, we help our clients overcome their risk management challenges so they can grow and thrive in an increasingly regulated industry. Providing professional guidance and practical support, our team of specialists is passionately committed to delivering tangible solutions.

Why Masthead?

CONTACT US

Phone:

+27 21 686 3588

E-mail:

 info@masthead.co.za