FSCA Notices

Form and manner of registration regarding S13(1)(c)

- 1 June 2015

FAIS Notice 122 of 2017 – Exemption of Particular FSPs from Section 13 of the General Code of Conduct

- 21 September 2017

FAIS Email Inboxes Circular 1 of 2015

- 2 March 2015

Board Notice 4 of 2016 – LT Insurance Penalty for failure to furnish Registrar with Returns

- 19 February 2016

FAIS Newsletter – Volume 26

- 31 May 2018

Qualifications, Experience and Criteria for Approval as Compliance Officer, BN 127 of 2010

- 9 September 2010

FSB – Determination of fees payable to the Registrar of Financial Services Providers

- 23 December 2016

FSCA FAIS Notice 86 of 2018: Exemption of Services under Supervision

- 3 December 2018

FAIS Notice 70 of 2015_Exemption of Certain FSPs Conducting Financial Services with Private Equity Funds from S13(1)(c)

- 23 June 2015

FAIS Notice 123 of 2017 – Exemption of Particular FSPs from Section 19(3) Audit Report and Liquidity Requirements

- 21 September 2017

MASTHEAD IS

A national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs). Established in 2004, we help our clients overcome their risk management challenges so they can grow and thrive in an increasingly regulated industry. Providing professional guidance and practical support, our team of specialists is passionately committed to delivering tangible solutions.

Why Masthead?

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Phone:

+27 21 686 3588

E-mail:

 info@masthead.co.za

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