Masthead’s feedback regarding the proposed exemptions of certain FSPs and Representatives from ...

Posted on 18 October 2016   

In September 2016, Masthead sent feedback to the Financial Services Board (FSB) regarding its proposed exemptions of certain financial services providers and representatives from:

  • Sections 13(1)(c) and 19(3) of the FAIS Act,
  • Section 9(3) of the determination of Fit and Proper requirements for financial services providers, 2008 and
  • Section 13 of the General Code of Conduct for authorised financial services providers and representatives, 2003

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MASTHEAD IS

A national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs). Established in 2004, we help our clients overcome their risk management challenges so they can grow and thrive in an increasingly regulated industry. Providing professional guidance and practical support, our team of specialists is passionately committed to delivering tangible solutions.

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+27 21 686 3588

E-mail:

 info@masthead.co.za