Posted on 26 May 2015
In article one we dealt with implementing Business Planning and an Operations Plan in the business in order to embed TCF Outcomes 1, 4 and 6 in the business. In this article we deal with implementing a Marketing and Communications plan and the financial planning process which embeds TCF principles 2, 3, 4 and 5. … Continued
Posted on 26 May 2015
On 15 May 2015 the FSB released the FAIS Information Circular 3/2015. The Circular sets outs the new process to assist Key Individuals (KIs) with an application if they have already been approved as KIs by the FSB. Click here for more information.
Posted on 26 May 2015
Board Notice 101 of 2015 sets out the levies to be paid by each type and category of financial institution. Section 19 of the Notice deals with levies on authorised financial services providers. Section 19 (1) deals with levies of Category I or IV FSPs. Section 19 (2) deals with levies to be paid by … Continued
Posted on 26 May 2015
Professional Indemnity (PI) cover is a “mandatory” requirement in terms of the Financial Advisory and Intermediary Services act of 2002 (FAIS Act) for all Financial Services Providers (FSPs). Generally, the things that are “mandatory” in life are usually the things one wants the least. Unfortunately, this same principle can follow one in life and also … Continued
A national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs). Established in 2004, we help our clients overcome their risk management challenges so they can grow and thrive in an increasingly regulated industry. Providing professional guidance and practical support, our team of specialists is passionately committed to delivering tangible solutions.
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