13 June 2017 Archives

Key Factors to Consider when creating a Business Continuity Plan

Posted on 13 Jun 2017

Business continuity is a provision of the FAIS Act that presents a challenge to many financial services providers (FSPs), who often ask why it is important to have a workable continuity plan. The Act requires a documented plan to provide for events of voluntary and/or involuntary succession. The General Code of Conduct for authorised FSPs … Continued

Short Term Insurance Ombud – Annual Report 2016

Posted on 13 Jun 2017

The Ombudsman for Short-Term Insurance (OSTI) has issued its latest Annual Report for the year ending 31 December 2016. The mission of the OSTI is to resolve short-term insurance complaints fairly, efficiently and impartially. The Report provides statistics on the complaints which were received by the office of the OSTI. In summary, the following statistics … Continued

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A national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs). Established in 2004, we help our clients overcome their risk management challenges so they can grow and thrive in an increasingly regulated industry. Providing professional guidance and practical support, our team of specialists is passionately committed to delivering tangible solutions.

Mastering Compliance Newsletters

13 June 2017

Key Factors to Consider when creating a Business Continuity Plan

Short Term Insurance Ombud – Annual Report 2016

EARN CPD HOURS

Mastering Compliance Newsletters

13 June 2017

Key Factors to Consider when creating a Business Continuity Plan

Short Term Insurance Ombud – Annual Report 2016

EARN CPD HOURS

MASTHEAD IS

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