Posted on 27 Feb 2018
In FAIS Information Circular 1/2018, published on 13 February 2018, the FSB advised: If you are already registered to write the regulatory examinations before or on 29 March 2018, you will still write the current version of the regulatory examinations. The current version of the exam will not include questions on the new Fit and … Continued
Posted on 27 Feb 2018
Fees payable to the Registrar of Financial Services Providers has been updated and comes into effect on 9 March 2018. Click here to view the new fees that FSPs will need to pay for services such as FSP licence applications, extensions and exemptions and RE exams etc.
Posted on 27 Feb 2018
Client advice records have recently come under fire for financial advisors failing to provide their clients with an adequate record of the advice as envisioned in the Financial Advisory and Intermediary Services (FAIS) Act. One of the key reasons for this could be because a financial needs analysis is sometimes conducted as a mere formality … Continued
A national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs). Established in 2004, we help our clients overcome their risk management challenges so they can grow and thrive in an increasingly regulated industry. Providing professional guidance and practical support, our team of specialists is passionately committed to delivering tangible solutions.
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