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Masthead’s feedback regarding the proposed exemptions of certain FSPs and Representatives from ...

Posted on 18 Oct 2016

In September 2016, Masthead sent feedback to the Financial Services Board (FSB) regarding its proposed exemptions of certain financial services providers and representatives from:

  • Sections 13(1)(c) and 19(3) of the FAIS Act,
  • Section 9(3) of the determination of Fit and Proper requirements for financial services providers, 2008 and
  • Section 13 of the General Code of Conduct for authorised financial services providers and representatives, 2003

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WHO ARE WE

Established in 2004, Masthead (Pty) Ltd offers nationwide compliance and business support to independent financial advisors, corporate FSPs, credit providers, legal and property practitioners, and others. We help our clients navigate key regulations like FAIS, FICA, POPIA, and the National Credit Act. With a team of experts, we provide practical solutions across compliance, practice management, and business development to help businesses stay compliant and thrive. Masthead (Pty) Ltd is part of the Masthead Group, alongside Masthead Financial Planning (Pty) Ltd – a licensed FSP dedicated to supporting financial advisors with streamlined operational and regulatory solutions.

Why Masthead?

CONTACT US

Phone:

021 686 3588

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B-BBEE CERTIFICATE

Masthead is a level 1 B-BBEE contributor.

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