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Regulatory Library

Industry legislation, notices, determinations and more

Latest documents

Preparation guide for regulatory examinations (RE4)

Regulatory Exams - 9 January 2024

Preparation guide for regulatory examinations (RE1 and RE5)

Regulatory Exams - 9 January 2024

The Ombudsmans Briefcase – Issue No. 3 of 2023

Insurance - 31 December 2023

FSCA Notice 26 of 2023 : Exemption of funds from using certain prescribed formats for preparing financial statements under section 15 of the Pension Funds Act, 1956 – Audit Reports

FSCA Notices - 21 December 2023

CMScript 10 of 2023: Testicular Cancer

Health - 13 December 2023

FAIS Ombud Press Release: Forex Investment Complaints

FAIS Ombud Determinations - 11 December 2023

G4: Guidelines for matters related to the prevention of banks or controlling companies being used for terrorist financing or other related unlawful activity

FIC/AML - 9 December 2023

Guidance Notice – Matters on the use of Terrorist Financing or other unlawful

FIC/AML - 9 December 2023

Media Release: CIPC implements a beneficial ownership interface

CIPC - 8 December 2023

Media releases: South African Reserve Bank imposes administrative sanctions on African Bank Limited

FIC/AML - 8 December 2023

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