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Regulatory Library

Industry legislation, notices, determinations and more

Latest documents

Goddard vs van Wyk

FAIS Ombud Determinations - 19 May 2016

Peens vs Huis van Oranje Finansiele Dienste BPK and others

FAIS Ombud Determinations - 12 May 2016

Arnold Cornelissen vs PSG Konsult Corporate Ltd

FAIS Ombud Determinations - 14 March 2016

Jacques du Toit vs Barrington Insurance Brokers and John Frayne

FAIS Ombud Determinations - 4 March 2016

MG Bhengu vs Outsurance – FAIS Ombud Determination

FAIS Ombud Determinations - 1 March 2016

Gail Colleen Sheel vs Mark Alexander Investments CC & Other

FAIS Ombud Determinations - 16 February 2016

Zakhele G Buthelezi vs ACTEBIS 406 CC t/a Pro-Brokers & Other

FAIS Ombud Determinations - 12 January 2016

De Hoop Steenwerwe (Pty) Ltd vs Finmar Makelaars (Pty) Ltd & Others

FAIS Ombud Determinations - 18 December 2015

Emile De Beer vs Sapcor Broking Solutions (Pty) Ltd

FAIS Ombud Determinations - 8 December 2015

Vinesh Mohanlal vs RAJ Chutterpaul & Other

FAIS Ombud Determinations - 2 December 2015

WHO ARE WE

Established in 2004, Masthead (Pty) Ltd offers nationwide compliance and business support to independent financial advisors, corporate FSPs, credit providers, legal and property practitioners, and others. We help our clients navigate key regulations like FAIS, FICA, POPIA, and the National Credit Act. With a team of experts, we provide practical solutions across compliance, practice management, and business development to help businesses stay compliant and thrive. Masthead (Pty) Ltd is part of the Masthead Group, alongside Masthead Financial Planning (Pty) Ltd – a licensed FSP dedicated to supporting financial advisors with streamlined operational and regulatory solutions.

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