Regulatory Library

Industry legislation, notices, determinations and more

Latest documents

Notice on Requirements for Professional Indemnity and Fidelity Insurance Cover for Providers, BN 123 of 2009

FSCA Notices - 21 September 2009

Determination of qualifying criteria and qualifications for financial services providers, BN 105 of 2008

FSCA Notices - 15 October 2008

Determination of Continuous Professional Development Requirements, BN 103 of 2008

FSCA Notices - 15 October 2008

Exemption in Respect of Services Under Supervision in Terms of Requirements and Conditions, BN 104 of 2008

FSCA Notices - 15 October 2008

Hedge Fund FSP Risk Disclosures, BN 571 of 2008

FSCA Notices - 14 July 2008

Code of Conduct BN 89 of 2007

Codes of Conduct - 29 August 2007

Requirements imposed by the financial services board for nominees to operate in South Africa, BN 63 of 2007

FSCA Notices - 25 May 2007

Securities Services Act 36 of 2004

FSCA Notices - 31 January 2005

Exemption Regarding Certain Minimum Qualifications, BN 104 of 2004

FSCA Notices - 29 September 2004

Exemption of sole proprietors and partners from compliance officer qualifications and experience requirements, BN 99 of 2004

FSCA Notices - 29 September 2004

MASTHEAD IS

A national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs). Established in 2004, we help our clients overcome their risk management challenges so they can grow and thrive in an increasingly regulated industry. Providing professional guidance and practical support, our team of specialists is passionately committed to delivering tangible solutions.

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E-mail:

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