Regulatory Library

Industry legislation, notices, determinations and more

Latest documents

Exemption of sole proprietors and partners from compliance officer qualifications and experience requirements, BN 99 of 2004

FSCA Notices - 29 September 2004

Code of Conduct for Authorised Financial Services Providers and their Representatives, Involved in Forex Investment Business, 2004

Codes of Conduct - 13 March 2004

Determination of procedure for approval of key individuals, BN 122 of 2003

FSCA Notices - 24 October 2003

Rules on Proceedings of the Office of the Ombud for FSPs

Legislation - 8 August 2003

Financial Advisory and Intermediary Services Regulations, 2003

FAIS Act and Regulation - 13 June 2003

Determination of requirements for reappointment of debarred representatives, BN 82 of 2003

FSCA Notices - 1 May 2003

Regulations In Terms of the Financial Intelligence Centre Act 38 of 2001

FIC - 15 December 2002

Financial Advisory and Intermediary Services 37 of 2002

FAIS Act and Regulation - 15 November 2002

Financial Intelligence Centre Act 38 of 2001

FIC - 3 December 2001


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