There is a significant amount of draft legislation which is either in the process of being finalised or has been published for comment. This seminar will highlight some of the main regulatory changes we can expect and how this impacts financial service providers and the financial services industry as a whole.
We will unpack and explain the following draft legislation:
FIC Amendment Act
Twin Peaks – Financial Sector Regulation Bill
Conduct of Business Report
Proposed Amendments to the Fit and Proper Requirements
CPD hours: 3 Cost for members: Free Cost for non-members: R 850,00 (incl VAT)
Who should attend
Key personnel of Financial Service Providers including; Key Individuals, business owners, Representatives and compliance personnel.
How will attendees benefit
By attending this seminar you will understand the main changes that the FIC Amendment Bill will bring and how to prepare for these changes.
You will understand the structural changes that the Financial Sector Regulation Bill (FSRB), also known as ‘Twin Peaks’, will bring and how this will affect you and your clients.
You will know how each RDR Phase will be dealt with and implemented in this new regulatory framework.
You will get to know what the proposed Conduct of Business Report requires of you and how you can prepare for it.
A national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs). Established in 2004, we help our clients overcome their risk management challenges so they can grow and thrive in an increasingly regulated industry. Providing professional guidance and practical support, our team of specialists is passionately committed to delivering tangible solutions.
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