Reminder: Category II, IIA & III FSPs required to report Assets under Management

Posted on 27 May 2020   

Category II, IIA and III FSPs must calculate their assets under management (AUM) as at 30 June 2020 and prepare this for submission to the FSCA. The FSCA has sent a FAIS Levy Letter (dated 15 July 2020) to Cat II, IIA and III FSPs requiring them to submit this information to the FSCA by no later than 14 August 2020.

This information can be posted, transmitted by fax to 012 – 422 2973 or sent via email to aum@fsca.co.za. FSPs that have not received this letter with the attached Declaration, should contact their Compliance Officer.

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