Workshops and Seminars – Port Elizabeth

To register for any of the workshops below, click here


Preparation for an FSB visit – what to expect?

This seminar is a must for every FSP. It covers the full spectrum of an FSB onsite visit. We will take attendees through the process using real life examples and prepare you for the typical questions that you will face during a FAIS audit.

We will take actual Risk Mitigation Plans and walk you through the risks identified by the FSB, and provide suggestions on how to manage, reduce or eliminate the risks in your business.

As part of this seminar, attendees will also get an opportunity to look at the typical questions asked during a FICA audit and identify any gaps within their own business.

Who should attend: All key individuals, business owners and key staff

Cost: R425.00 (incl. VAT)

Seminar hosted on:

  • 23 April |  09h00 – 12h00 or 13h00 – 16h00 | Port Elizabeth

Treating Customers Fairly: Management Information

Are you able to demonstrate to the Regulator that treating customers fairly is at the core of your business? By using the ‘right’ management information in the ‘right’ way, you will be able to show the Regulator that treating customers fairly is at the core of your business.

In this seminar we will guide you in identifying the methods needed to demonstrate that TCF is an intrinsic part of your business culture. You will learn how to measure and analyse your Management Information and use this to identify development areas.

After attending this seminar, you will have clearer understanding about what information should be kept up-to-date to ensure a culture of treating its customers fairly across all business operations (TCF Outcome 1) and in turn build a sustainable business.

Who should attend: All key individuals, business owners and key staff

Cost: R425.00 (incl. VAT)

Seminar hosted on:

  • 10 July |  09h00 – 12h00 or 13h00 – 16h00 | George
  • 17 July |  09h00 – 12h00 or 13h00 – 16h00 | Port Elizabeth

MASTHEAD IS

A national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs). Established in 2004, we help our clients overcome their risk management challenges so they can grow and thrive in an increasingly regulated industry. Providing professional guidance and practical support, our team of specialists is passionately committed to delivering tangible solutions.

Why Masthead?

CONTACT US

Phone:

+27 21 686 3588

E-mail:

 info@masthead.co.za