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REGULATORY LIBRARY

The financial services industry in South Africa has become highly regulated. Please browse to find some of the most important legislation applicable to financial service providers.

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LATEST ARTICLES

Advise your client appropriately

Posted on 13 October 2020

Failure to appropriately advise a client, as required by Section 8 of the FAIS General Code of Conduct (GCOC), can result in serious consequences for both you and the client. In a 2016 Ombud Determination, a client alleged ...

RDR Developments – Part 4: Investment-related matters

Posted on 15 September 2020

In Part 1 and Part 2 of our RDR series we looked at the consultation paper on Advisor Categorisation. In Part 3 we turned to the second consultation paper on Investment-related matters published at the end ...

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NOTICE BOARD

Reminder – CPD Progress

Posted on 14 October 2020

FSPs, KIs and Reps are reminded that they should be on track with achieving the required number of hours which evidences ...

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Deadline – Annual Financial Statements

Posted on 14 October 2020

FSPs with a financial year-end of 28 February who had to submit their AFS by 30 June 2020 but relied on the 4-month ...

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MASTHEAD VIEWS

Tips for FSPs in these challenging times

Posted on 1 September 2020

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TESTIMONIALS

MASTHEAD IS

A national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs). Established in 2004, we help our clients overcome their risk management challenges so they can grow and thrive in an increasingly regulated industry. Providing professional guidance and practical support, our team of specialists is passionately committed to delivering tangible solutions.

Why Masthead?

CONTACT US

Phone:

+27 21 686 3588

E-mail:

 info@masthead.co.za

B-BBEE CERTIFICATE

Masthead is a level 1 B-BBEE contributor.

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