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The financial services industry in South Africa has become highly regulated. Please browse to find some of the most important legislation applicable to financial service providers.
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Posted on 23 August 2018
Independent financial advisors (IFAs) need to be fully committed to their businesses and not just involved, if they want to succeed in the increasingly regulated environment of the future, Ian Middleton, MD of Masthead, told more than 1 000 IFAs at the recent Masthead Masterclass held in 11 venues across South Africa. Full commitment requires …
Posted on 3 August 2018
The FSCA published a discussion document on investment related matters in June 2018 and has asked the industry for input in response to their thinking and proposals by 17 August 2018. In our first ‘special edition’ we had a look at the FSCA’s thinking about the different types of activities that discretionary financial services providers …
Posted on 21 August 2019
Levies due by FSPs will be calculated based on the information available to the FSCA as at 31 August 2019. FSPs authorised for long-term insurance are reminded that the new Replacement Advice Record comes into effect on 1 September 2019.
Click here to read more about the reminders.Posted on 21 August 2019
The FSCA FAIS workshops are planned to commence from September 2019 until February 2020.
Click here to read more about the workshops.
Etienne Booyens
Managing Director
Amadwala Financial Advisors
Frankie Castro
Vredefin
Werner Scheepers
Independent Financial Advisor
Capitaux Financial Services Trust
