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REGULATORY LIBRARY

The financial services industry in South Africa has become highly regulated. Please browse to find some of the most important legislation applicable to financial service providers.

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LATEST ARTICLES

RDR Developments – Update

Posted on 23 June 2020

The first RDR consultation paper was released almost 6 years ago in October 2014 and contained 55 proposals affecting financial advice and the distribution of financial products. In December 2019, the FSCA published an update and it ...

Complying with Product Specific Training requirements

Posted on 9 June 2020

Operating your business in a compliant manner includes formalising your knowledge of the financial products in which you render financial services and keeping your knowledge up to date thereafter. The Fit ...

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NOTICE BOARD

Reminder – Monitoring of Reps

Posted on 23 June 2020

This is a an important reminder that Key Individuals are to follow the Financial Service Provider’s processes for ...

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CPD deadline – 2019/2020 CPD Cycle

Posted on 23 June 2020

FSPs, Key Individuals and Representatives that did not meet the 31 May 2020 deadline, have until 31 August 2020 to ...

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MASTHEAD VIEWS

Reputation and its Risks

Posted on 11 April 2018

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TESTIMONIALS

MASTHEAD IS

A national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs). Established in 2004, we help our clients overcome their risk management challenges so they can grow and thrive in an increasingly regulated industry. Providing professional guidance and practical support, our team of specialists is passionately committed to delivering tangible solutions.

Why Masthead?

CONTACT US

Phone:

+27 21 686 3588

E-mail:

 info@masthead.co.za

B-BBEE CERTIFICATE

Masthead is a level 1 B-BBEE contributor.

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