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The financial services industry in South Africa has become highly regulated. Please browse to find some of the most important legislation applicable to financial service providers.
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Posted on 23 August 2018
Independent financial advisors (IFAs) need to be fully committed to their businesses and not just involved, if they want to succeed in the increasingly regulated environment of the future, Ian Middleton, MD of Masthead, told more than 1 000 IFAs at the recent Masthead Masterclass held in 11 venues across South Africa. Full commitment requires …
Posted on 3 August 2018
The FSCA published a discussion document on investment related matters in June 2018 and has asked the industry for input in response to their thinking and proposals by 17 August 2018. In our first ‘special edition’ we had a look at the FSCA’s thinking about the different types of activities that discretionary financial services providers …
Posted on 18 April 2019
In April 2019, Masthead submitted a feedback report to the FSCA in respect of the Conduct of Financial Institutions Bill. Members can log in to Connect to read the report
Members can log in to Connect to read the reportPosted on 17 April 2019
FSPs, KIs, and Reps are advised to put a CPD Plan together to ensure that the type and combination of CPD activities undertaken are compliant and that the required CPD hours are timeously obtained.
Look out for our upcoming CPD Package Deal that will be launched shortly! 
Steven Cobley
Bridge Financial Services
Dhevan Naicker
Retirement Wellness SA
Wayne du Preez
Independent Financial Advisor
Du Preez Financial Services
