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The financial services industry in South Africa has become highly regulated. Please browse to find some of the most important legislation applicable to financial service providers.
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Posted on 21 February 2019
Key Individuals’ role is to ensure that the FSP has policies and procedures in place to ensure compliance. Because of this, KI’s should make sure that they fully understand what it means to manage and oversee an FSP. Find out more about this KI Seminar
Posted on 23 August 2018
Independent financial advisors (IFAs) need to be fully committed to their businesses and not just involved, if they want to succeed in the increasingly regulated environment of the future, Ian Middleton, MD of Masthead, told more than 1 000 IFAs at the recent Masthead Masterclass held in 11 venues across South Africa. Full commitment requires …
Posted on 6 February 2019
To support the consultation process on the Conduct of Financial Institutions (COFI) Bill which was published in December 2018, the National Treasury will be hosting public workshops.
Click here to read more and download the invitation and Draft COFI BillPosted on 23 January 2019
Category I FSPs that do not have a Compliance Officer must submit their Annual Compliance Reports to the FSCA on or before 28 February 2019 in terms of FSCA FAIS Notice 69 of 2018.
Click here to read more and download the FSCA FAIS Notice 69 of 2018. 
Francisca Raath
Direkteur
B Prepared Brokers
Willem Louw
Louwnet
Gawie Meyer
Westgro Financial Services
