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The financial services industry in South Africa has become highly regulated. Please browse to find some of the most important legislation applicable to financial service providers.
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Posted on 23 August 2018
Independent financial advisors (IFAs) need to be fully committed to their businesses and not just involved, if they want to succeed in the increasingly regulated environment of the future, Ian Middleton, MD of Masthead, told more than 1 000 IFAs at the recent Masthead Masterclass held in 11 venues across South Africa. Full commitment requires …
Posted on 3 August 2018
The FSCA published a discussion document on investment related matters in June 2018 and has asked the industry for input in response to their thinking and proposals by 17 August 2018. In our first ‘special edition’ we had a look at the FSCA’s thinking about the different types of activities that discretionary financial services providers …
Posted on 10 October 2018
FSPs are reminded that the FAIS Levy Invoices should have been received with payment due before 31 October 2018.
Click here to read morePosted on 10 October 2018
Category IV FSPs must submit their Annual Compliance Reports to the FSCA on or before 31 October 2018 in terms of FAIS Notice 54 of 2018.
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Francisca Raath
Direkteur
B Prepared Brokers
Wayne du Preez
Independent Financial Advisor
Du Preez Financial Services
Anesia Venter
Capitaux Financial Services Trust
