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Posted on 13 October 2020
Failure to appropriately advise a client, as required by Section 8 of the FAIS General Code of Conduct (GCOC), can result in serious consequences for both you and the client. In a 2016 Ombud Determination, a client alleged ...
Posted on 15 September 2020
In Part 1 and Part 2 of our RDR series we looked at the consultation paper on Advisor Categorisation. In Part 3 we turned to the second consultation paper on Investment-related matters published at the end ...
Posted on 14 October 2020FSPs with a financial year-end of 28 February who had to submit their AFS by 30 June 2020 but relied on the 4-month ... Click here to read more.
Marietta du Preez
World Focus 1385 CC
Heinrich Du Plessis
Executive Director Finleague Group