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Masthead provides risk management services to financial services providers both locally and abroad.

SEMINARS

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INTERACTION WITH THE REGULATORS

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REGULATORY LIBRARY

The financial services industry in South Africa has become highly regulated. Please browse to find some of the most important legislation applicable to financial service providers.

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LATEST ARTICLES

2019 Compliance wrap-up

Posted on 11 December 2019

Several significant regulatory changes were introduced to the financial services industry this year. Here are some of the highlights, as well as a heads-up for some of the changes which come into effect in 2020. December 2018 / January 2019 FAIS Notice 86 of 2018, published by the FSCA in December 2018, impacted FSPs that …

Stay in good standing with the FSCA

Posted on 26 November 2019

The Financial Sector Conduct Authority (FSCA) shifted compliance from rules and standards to principles on 1 April 2018 through Board Notice (BN) 194 of 2017. The advice industry now needs to comply with subjective issues such as honesty, integrity and good standing. How does one measure honesty? What is the defining criteria of integrity? What …

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NOTICE BOARD

Reminders – January 2020 deadlines

Posted on 12 December 2019

Integration of IT systems between insurers and binder holders; Termination of Policies ito the Policyholder Protection Rules (PPRs) and Class of Business deadline for Reps under supervision

Click here to read more about all the reminders.

FSCA published extensions to four exemption notices

Posted on 12 December 2019

The four notices are: FSCA FAIS Notice 86 of 2019; FSCA FAIS Notice 87 of 2019; FSCA FAIS Notice 88 of 2019 and FSCA FAIS Notice 89 of 2019. 

Click here to read more.
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MASTHEAD VIEWS

Reputation and its Risks

Posted on 11 April 2018

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TESTIMONIALS

MASTHEAD IS

A national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs). Established in 2004, we help our clients overcome their risk management challenges so they can grow and thrive in an increasingly regulated industry. Providing professional guidance and practical support, our team of specialists is passionately committed to delivering tangible solutions.

Why Masthead?

CONTACT US

Phone:

+27 21 686 3588

E-mail:

 info@masthead.co.za

B-BBEE CERTIFICATE

Masthead is a level 2 B-BBEE contributor.

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