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The financial services industry in South Africa has become highly regulated. Please browse to find some of the most important legislation applicable to financial service providers.
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Posted on 23 August 2018
Independent financial advisors (IFAs) need to be fully committed to their businesses and not just involved, if they want to succeed in the increasingly regulated environment of the future, Ian Middleton, MD of Masthead, told more than 1 000 IFAs at the recent Masthead Masterclass held in 11 venues across South Africa. Full commitment requires …
Posted on 3 August 2018
The FSCA published a discussion document on investment related matters in June 2018 and has asked the industry for input in response to their thinking and proposals by 17 August 2018. In our first ‘special edition’ we had a look at the FSCA’s thinking about the different types of activities that discretionary financial services providers …
Posted on 9 November 2018
Representatives who have a date of first appointment on or after 1 August 2018 and Representatives of a CAT I FSP appointed for the first time as a Representative in respect of a Tier 1 product for advice on or after 1 August 2018 are reminded ...
To read FAIS Notice 52 of 2018, click here.Posted on 9 November 2018
Short-term advisors who charge clients a fee over and above that earned for “rendering services as intermediary” are reminded to implement an explicit, written fee agreement before Rule 12.4.1 of the Short-term Insurance Policy Holder Protection ...
To read more on Rule 12.4.1, click here.
Willem Louw
Louwnet
Jeetu Mistry
Capita Insure
Wayne du Preez
Independent Financial Advisor
Du Preez Financial Services
