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The financial services industry in South Africa has become highly regulated. Please browse to find some of the most important legislation applicable to financial service providers.
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Posted on 11 December 2019
Several significant regulatory changes were introduced to the financial services industry this year. Here are some of the highlights, as well as a heads-up for some of the changes which come into effect in 2020. December 2018 / January 2019 FAIS Notice 86 of 2018, published by the FSCA in December 2018, impacted FSPs that …
Posted on 26 November 2019
The Financial Sector Conduct Authority (FSCA) shifted compliance from rules and standards to principles on 1 April 2018 through Board Notice (BN) 194 of 2017. The advice industry now needs to comply with subjective issues such as honesty, integrity and good standing. How does one measure honesty? What is the defining criteria of integrity? What …
Posted on 12 December 2019
Integration of IT systems between insurers and binder holders; Termination of Policies ito the Policyholder Protection Rules (PPRs) and Class of Business deadline for Reps under supervision
Click here to read more about all the reminders.Posted on 12 December 2019
The four notices are: FSCA FAIS Notice 86 of 2019; FSCA FAIS Notice 87 of 2019; FSCA FAIS Notice 88 of 2019 and FSCA FAIS Notice 89 of 2019.
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Wayne du Preez
Independent Financial Advisor
Du Preez Financial Services
Steven Cobley
Bridge Financial Services
Willem Louw
Louwnet
