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Posted on 15 March 2018
In previous issues, we unpacked the amended Fit and Proper requirements of Board Notice 194 of 2017. This is the final issue of our series where we will recap the highlighted changes and various requirements that need to be implemented and complied with before each deadline date. FSPs must pay close attention to these changes …
Posted on 8 March 2018
The new Fit and Proper requirements have introduced some important changes to the financial soundness requirement, particularly for those FSPs that collect premiums or hold client funds, and also for those FSPs that have Juristic Representatives. In this article we will focus on the new requirements for all FSPs, which include new liquidity calculations, reporting ...
Posted on 11 April 2017
In February 2017, Masthead submitted a feedback report to the FSB regarding the proposed FAIS Conduct of Business Report. Members can log in to Connect to read the report
Posted on 24 January 2017
Masthead continuously strives to communicate with the regulator to ensure that the position of financial advisors is understood. Toward the end of 2015, the FSB released the first proposed amendments to the fit and proper requirements for financial ...
Capitaux Financial Services Trust
B Prepared Brokers