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The financial services industry in South Africa has become highly regulated. Please browse to find some of the most important legislation applicable to financial service providers.
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Posted on 21 February 2019
Key Individuals’ role is to ensure that the FSP has policies and procedures in place to ensure compliance. Because of this, KI’s should make sure that they fully understand what it means to manage and oversee an FSP. Find out more about this KI Seminar
Posted on 23 August 2018
Independent financial advisors (IFAs) need to be fully committed to their businesses and not just involved, if they want to succeed in the increasingly regulated environment of the future, Ian Middleton, MD of Masthead, told more than 1 000 IFAs at the recent Masthead Masterclass held in 11 venues across South Africa. Full commitment requires …
Posted on 6 March 2019
The Conduct Authority has published a general exemption which will remain in place until the final Conduct Standard on the criteria for living annuities, which will contain the prescribed drawdown levels, is published.
Click here to read more and download the Exemption Notice.Posted on 6 March 2019
Please ensure that your accounting records are sent to your accountants/auditors as soon as possible and that they are on track to meet the deadline – 30 June 2019.
Click here to read more on what happens if you fail to submit your annual financial statements. 
Frankie Castro
Vredefin
Wayne du Preez
Independent Financial Advisor
Du Preez Financial Services
Rafieq Saville
Professional Financial Solutions
