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The financial services industry in South Africa has become highly regulated. Please browse to find some of the most important legislation applicable to financial service providers.
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Posted on 23 August 2018
Independent financial advisors (IFAs) need to be fully committed to their businesses and not just involved, if they want to succeed in the increasingly regulated environment of the future, Ian Middleton, MD of Masthead, told more than 1 000 IFAs at the recent Masthead Masterclass held in 11 venues across South Africa. Full commitment requires …
Posted on 3 August 2018
The FSCA published a discussion document on investment related matters in June 2018 and has asked the industry for input in response to their thinking and proposals by 17 August 2018. In our first ‘special edition’ we had a look at the FSCA’s thinking about the different types of activities that discretionary financial services providers …
Posted on 11 September 2018
On 30 August 2018, the Financial Sector Conduct Authority (FSCA) warned the public to act with caution when dealing with Tshwaranang Community Stockvel (Tshwaranang) as this Stockvel is not authorised to render any financial advice and/or intermediary ...
Click here to read the FSCA’s Press Release.Posted on 11 September 2018
The Financial Sector Conduct Authority published the consultation paper on 31 July 2018 to obtain public comment on the Exemption on Services under Supervision.
Click here to read more about the proposed requirements for representatives under supervision.
Dries Olivier
Capitec
Werner Scheepers
Independent Financial Advisor
Capitaux Financial Services Trust
Herman Pieters
Chief Executive Officer
Consensio Financial Advisors
