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The financial services industry in South Africa has become highly regulated. Please browse to find some of the most important legislation applicable to financial service providers.
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Posted on 23 August 2018
Independent financial advisors (IFAs) need to be fully committed to their businesses and not just involved, if they want to succeed in the increasingly regulated environment of the future, Ian Middleton, MD of Masthead, told more than 1 000 IFAs at the recent Masthead Masterclass held in 11 venues across South Africa. Full commitment requires …
Posted on 3 August 2018
The FSCA published a discussion document on investment related matters in June 2018 and has asked the industry for input in response to their thinking and proposals by 17 August 2018. In our first ‘special edition’ we had a look at the FSCA’s thinking about the different types of activities that discretionary financial services providers …
Posted on 7 December 2018
Short-term advisors who charge clients a fee over and above that earned for “rendering services as intermediary” are reminded to implement an explicit, written fee agreement before Rule 12.4.1 of the Short-term Insurance Policy Holder Protection ...
Posted on 7 December 2018
Although the requirement to implement a Risk Management and Compliance Programme (section 42 of the FIC Act) came into effect on 2 October 2017, Accountable Institutions have been granted some time to implement this. Accountable Institutions ...
Francisca Raath
Direkteur
B Prepared Brokers
Etienne Booyens
Managing Director
Amadwala Financial Advisors
Steven Cobley
Bridge Financial Services
