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The financial services industry in South Africa has become highly regulated. Please browse to find some of the most important legislation applicable to financial service providers.
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Posted on 6 July 2021
Should you insist that a full financial needs analysis (FNA) be done when clients approach you for advice on a solution to address a specific need? To answer this question, one must ...
Posted on 8 June 2021
The Protection of Personal Information (POPI) Act is the most pertinent new compliance challenge for FSPs, key individuals, representatives and your employees. Informed by South Africa’s constitutional right ...
Posted on 18 June 2021
FSPs must ensure that their Competence Register is updated by 30 June 2021.Use our online Competence Register and know that your competence register is taken care of.
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