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The financial services industry in South Africa has become highly regulated. Please browse to find some of the most important legislation applicable to financial service providers.
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Posted on 31 March 2020
President Cyril Ramaphosa announced on 23 March 2020 a 21-day nationwide lockdown. While we all have been watching the developments of the novel coronavirus (COVID-19), the unfolding crisis will impact the broader economy and, more specifically, financial advisory and investment management businesses. Times like this highlight the critical importance of planning ...
Posted on 18 March 2020
Cybercrime is a serious matter of concern, not just for financial advisors but also for clients. By being aware of cybercriminals’ techniques and how they operate, and by taking reasonable precautions, you can remain alert and avert potential financial losses. In terms of section 11 of the FAIS General Code of Conduct: “A provider must …
Posted on 1 April 2020
The FSCA published FSCA Communication 9 of 2020 which sets out the decision taken by the regulator with regard to complying with specific regulatory requirements given the impact of COVID-19 on the financial services industry.
Click here to read more.Posted on 1 April 2020
FSPs licensed to render Health Service Benefits must renew their CMS accreditation before it expires. Individual brokers and broker organisations can renew accreditation commencing four months before the current accreditation expires.
Click here to read more. 
Anesia Venter
Capitaux Financial Services Trust
Willem Louw
Louwnet
Faniso David Mdutyulwa
Exshell Financial Services Trust
