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REGULATORY LIBRARY

The financial services industry in South Africa has become highly regulated. Please browse to find some of the most important legislation applicable to financial service providers.

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LATEST ARTICLES

The practical difference between appointing a representative as an employee or by way of a mandate

Posted on 12 May 2020

In terms of the FAIS Act, a financial services provider (FSP) is responsible for the activities of its representatives which are performed within the scope of the ...

Managing your risks

Posted on 29 April 2020

The COVID-19 crisis has highlighted that we do not know what tomorrow, or next week or next month will bring. Having a well thought out Risk Management Plan (RMP) will ensure you are better prepared to handle a crisis. Risk management is ...

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NOTICE BOARD

CPD reminder

Posted on 29 April 2020

FSPs, KIs and Reps are reminded that the deadline to comply with the required number of CPD hours for the current CPD cycle has been extended ...

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Reminder to renew PI Cover

Posted on 29 April 2020

Financial Service Providers are reminded to check the status of their Professional Indemnity (PI) cover and to renew same ...

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MASTHEAD VIEWS

Reputation and its Risks

Posted on 11 April 2018

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TESTIMONIALS

MASTHEAD IS

A national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs). Established in 2004, we help our clients overcome their risk management challenges so they can grow and thrive in an increasingly regulated industry. Providing professional guidance and practical support, our team of specialists is passionately committed to delivering tangible solutions.

Why Masthead?

CONTACT US

Phone:

+27 21 686 3588

E-mail:

 info@masthead.co.za

B-BBEE CERTIFICATE

Masthead is a level 1 B-BBEE contributor.

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