Consulting Services

Do you need a sounding board to take your business to the next level? Insight? Advice?

We offer a consulting service to corporate clients who want to tap into our expertise of the financial advisor community and the wider financial services industry with its regulatory framework.

Our wealth of information is based not only on our research findings and extensive experience, but also interaction with the regulators. We have a well-established relationship with the Financial Services Board and through our regular meetings remain up-to-date on pending legislative updates and changes. We are therefore able to prepare our clients for change well ahead of time.

Typically, we consult with management or key staff on topics such as:

  • Financial advisor compliance risk profiles
  • The fit and proper status of contracted independent financial advisors
  • Licence categories
  • FICA status
  • Current and upcoming regulation.

To get clarity and greater certainty, contact us today.

MASTHEAD IS

A national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs). Established in 2004, we help our clients overcome their risk management challenges so they can grow and thrive in an increasingly regulated industry. Providing professional guidance and practical support, our team of specialists is passionately committed to delivering tangible solutions.

Why Masthead?

CONTACT US

Phone:

+27 21 686 3588

E-mail:

 info@masthead.co.za