Our offices will be closed from 24 December 2024 and will re-open on 6 January 2025.

Compliance and risk management solutions

for corporate clients

Overview

We offer corporate clients a comprehensive suite of risk management solutions so they can improve control of their compliance responsibilities and get better insights into the operational risks and growth opportunities within the business.

In today’s rapidly changing regulatory environment, many companies struggle to effectively manage their exposure to regulatory risks. Failure to comply with the growing and ever-changing regulatory requirements can have serious financial implications and do considerable reputational damage. We have a deep understanding of the regulatory environment with more than a decade of experience and insight into the world of financial advice.

Our risk management solution includes compliance, practice management and business intelligence services.

We offer a compliance monitoring service which makes it easier for big businesses to keep track of the compliance activities of their representatives. Our national footprint enables us to reach every location within our country and our sophisticated software allows us to combine the individual monitoring reports of each representative and provide consolidated feedback and analysis.

Practice management for corporates aims to assist branches (including consultants), franchises and representatives adopt best business practice. This drives better efficiencies and builds value.

We know that independent financial advisors (IFAs) are an important route to market for product providers. Through our business intelligence offering, product providers can stay up-to-date with the latest research on the IFA market such as demographics, product provider preferences, online and print media preferences and more.

Please contact us to find out how our risk management solution can make a positive impact in your business.

ANY QUERIES?

Ask us now. We'd love to hear from you.

OUR OFFERING

IN THE MEDIA

Masthead Hosts MasterClass to Help Businesses Future-Proof Their Operations

Posted on 28 October 2024

From Omni-CBR (Conduct of Business Return) insights to succession planning, Masthead’s Cape Town MasterClass, Future-Proof Your Business: Gain Insights into Tomorrow’s Challenges, provided independent financial advisors (IFAs) with valuable lessons on navigating an evolving ...

Key Individual Programme© – How to start your own FSP

Posted on 4 September 2024

Starting your own financial services provider (FSP) practice is an exciting venture that allows you to be your own boss, set your own hours and offer bespoke advice to your clients. However, opening your own business and applying for a FSP licence can be complex and time-consuming. ...

Decoding COFI: Outcomes-based regulation – How ready is your staff?

Posted on 5 August 2024

You’ve reviewed your systems and processes to ensure your FSP complies with the proposed outcomes-based regulations and Omni-CBR (Conduct of Business Return) data requirements – but is your staff prepared for the impact of these upcoming changes? This article explores ...

How to navigate the new IT Governance and Cybersecurity Standards

Posted on 9 July 2024

  Need help with implementing the Joint Standards? The deadline for implementing the Joint Standard on IT Governance and Risk Management is 15 November 2024. We offer a specialised IT Risk Management and Cybersecurity Implementation Service designed to assist with both ...

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REGULATORY LIBRARY

Media Release: New categories for unit trusts investing exclusively in South Africa

Insurance - 28 October 2024

Press Release – FSCA publishes its second Integrated report

General - 27 October 2024

Publication: Jurisdictions under Increased Monitoring

FIC/AML - 25 October 2024

Publication: High-Risk Jurisdictions subject to a Call for Action

FIC/AML - 25 October 2024

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MASTHEAD IS

A national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs). Established in 2004, we help our clients overcome their risk management challenges so they can grow and thrive in an increasingly regulated industry. Providing professional guidance and practical support, our team of specialists is passionately committed to delivering tangible solutions.

Why Masthead?

CONTACT US

Phone:

021 686 3588

E-mail:

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B-BBEE CERTIFICATE

Masthead is a level 1 B-BBEE contributor.

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