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Compliance and risk management solutions

for corporate clients

Overview

We offer corporate clients a comprehensive suite of risk management solutions so they can improve control of their compliance responsibilities and get better insights into the operational risks and growth opportunities within the business.

In today’s rapidly changing regulatory environment, many companies struggle to effectively manage their exposure to regulatory risks. Failure to comply with the growing and ever-changing regulatory requirements can have serious financial implications and do considerable reputational damage. We have a deep understanding of the regulatory environment with more than a decade of experience and insight into the world of financial advice.

Our risk management solution includes compliance, practice management and business intelligence services.

We offer a compliance monitoring service which makes it easier for big businesses to keep track of the compliance activities of their representatives. Our national footprint enables us to reach every location within our country and our sophisticated software allows us to combine the individual monitoring reports of each representative and provide consolidated feedback and analysis.

Practice management for corporates aims to assist branches (including consultants), franchises and representatives adopt best business practice. This drives better efficiencies and builds value.

We know that independent financial advisors (IFAs) are an important route to market for product providers. Through our business intelligence offering, product providers can stay up-to-date with the latest research on the IFA market such as demographics, product provider preferences, online and print media preferences and more.

Please contact us to find out how our risk management solution can make a positive impact in your business.

ANY QUERIES?

Ask us now. We'd love to hear from you.

OUR OFFERING

IN THE MEDIA

The Two-pot System – New challenges for advisors

Posted on 16 September 2026

By Janine Yoko, Masthead Compliance Consultant The two-pot retirement system has made it easier for consumers to access a portion of their retirement savings, but it has also created new challenges for advisors. This article looks at the advice, disclosure and compliance ...

COFI and Alternative Investment Managers – What’s Changing?

Posted on 26 August 2026

By Ignatius Jacobs, Masthead Regional Manager – KwaZulu-Natal, and Ryno Volschenk, Masthead Regional Manager – Johannesburg Many alternative investment managers have watched the development of COFI from the sidelines. However, the proposed legislation may have far greater ...

How to Avoid Overcharging – Practical Advice for Credit Providers

Posted on 21 August 2026

By Adele Naidoo, Masthead Compliance Consultant Understanding how to calculate interest and fees is essential for credit providers to maintain compliance. This article draws on regulatory trends to highlight common areas of confusion and offers practical insights on avoiding ...

COFI Licensing – What Financial Institutions Need to Know Now

Posted on 1 July 2026

By Joleen John, Masthead Group MD COFI will bring significant changes to the way financial institutions are licensed, moving towards an activity-based framework. Here’s what financial institutions need to know about the proposed changes, what they could mean for existing ...

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REGULATORY LIBRARY

FIC Directive 12 on submission of the RMCP

FIC/AML - 4 September 2026

FSCA Regulatory Actions Report 2025/2026

FSCA Notices - 31 July 2026

CMScript 5 of 2026: Lupus & other auto-immune Conditions

Health - 22 June 2026

Joint Communication 4 of 2026: Crypto assets for domestic payment purposes

Crypto Assets - 28 May 2026

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WHO ARE WE

Established in 2004, Masthead (Pty) Ltd offers nationwide compliance and business support to independent financial advisors, corporate FSPs, credit providers, legal and property practitioners, and others. We help our clients navigate key regulations like FAIS, FICA, POPIA, and the National Credit Act. With a team of experts, we provide practical solutions across compliance, practice management, and business development to help businesses stay compliant and thrive. Masthead (Pty) Ltd is part of the Masthead Group, alongside Masthead Financial Planning (Pty) Ltd – a licensed FSP dedicated to supporting financial advisors with streamlined operational and regulatory solutions.

Why Masthead?

CONTACT US

Phone:

021 686 3588

E-mail:

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Masthead is a level 1 B-BBEE contributor.

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Masthead is ISO27001 certified.

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