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Compliance and risk management solutions

for corporate clients

Overview

We offer corporate clients a comprehensive suite of risk management solutions so they can improve control of their compliance responsibilities and get better insights into the operational risks and growth opportunities within the business.

In today’s rapidly changing regulatory environment, many companies struggle to effectively manage their exposure to regulatory risks. Failure to comply with the growing and ever-changing regulatory requirements can have serious financial implications and do considerable reputational damage. We have a deep understanding of the regulatory environment with more than a decade of experience and insight into the world of financial advice.

Our risk management solution includes compliance, practice management and business intelligence services.

We offer a compliance monitoring service which makes it easier for big businesses to keep track of the compliance activities of their representatives. Our national footprint enables us to reach every location within our country and our sophisticated software allows us to combine the individual monitoring reports of each representative and provide consolidated feedback and analysis.

Practice management for corporates aims to assist branches (including consultants), franchises and representatives adopt best business practice. This drives better efficiencies and builds value.

We know that independent financial advisors (IFAs) are an important route to market for product providers. Through our business intelligence offering, product providers can stay up-to-date with the latest research on the IFA market such as demographics, product provider preferences, online and print media preferences and more.

Please contact us to find out how our risk management solution can make a positive impact in your business.

ANY QUERIES?

Ask us now. We'd love to hear from you.

OUR OFFERING

IN THE MEDIA

COFI Licensing: What Financial Institutions Need to Know Now

Posted on 1 July 2026

COFI Licensing: What Financial Institutions Need to Know Now. By Joleen John, Masthead Group MD COFI will bring significant changes to the way financial institutions are licensed, moving towards an activity-based framework. Here’s what financial institutions need to know ...

Finfluencers in the Spotlight

Posted on 9 April 2026

Finfluencers are reshaping how consumers engage with financial information – and the Financial Sector Conduct Authority (FSCA) is paying close attention. Here’s what financial service providers (FSPs) need to know about the risks, regulatory boundaries and how to approach ...

Will COFI Force IFAs to Consolidate? Separating Myth from Reality

Posted on 16 March 2026

There is a perception that independent financial advisors (IFAs) will need to merge with larger institutions to survive under the proposed Conduct of Financial Institutions (COFI) Bill. However, a closer look at the Bill and the Financial Sector Conduct Authority’s (FSCA) ...

COFI and Omni-RR – Why IFAs Aren’t Going Anywhere

Posted on 12 February 2026

Regulation is changing – but independent advice isn’t going anywhere. Here’s what COFI and Omni-RR really mean for IFAs. By Joleen John, Masthead Group MD For many independent financial advisors (IFAs), the regulatory changes introduced through the Conduct of Financial ...

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REGULATORY LIBRARY

Joint Communication 4 of 2026: Crypto assets for domestic payment purposes

Crypto Assets - 28 May 2026

CMScript 4 of 2026: Hearing Loss

Health - 26 May 2026

CMScript 3 of 2026: Obesity and its consequences

Health - 18 May 2026

Media Statement: Regulator Notes Published Gazette of the Consumer Protection Act Amendment Regulations 2026

POPI/Information Regulator - 21 April 2026

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WHO ARE WE

Established in 2004, Masthead (Pty) Ltd offers nationwide compliance and business support to independent financial advisors, corporate FSPs, credit providers, legal and property practitioners, and others. We help our clients navigate key regulations like FAIS, FICA, POPIA, and the National Credit Act. With a team of experts, we provide practical solutions across compliance, practice management, and business development to help businesses stay compliant and thrive. Masthead (Pty) Ltd is part of the Masthead Group, alongside Masthead Financial Planning (Pty) Ltd – a licensed FSP dedicated to supporting financial advisors with streamlined operational and regulatory solutions.

Why Masthead?

CONTACT US

Phone:

021 686 3588

E-mail:

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Masthead is a level 1 B-BBEE contributor.

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Masthead is ISO27001 certified.

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