Compliance and risk management solutions

for corporate clients


We offer corporate clients a comprehensive suite of risk management solutions so they can improve control of their compliance responsibilities and get better insights into the operational risks and growth opportunities within the business.

In today’s rapidly changing regulatory environment, many companies struggle to effectively manage their exposure to regulatory risks. Failure to comply with the growing and ever-changing regulatory requirements can have serious financial implications and do considerable reputational damage. We have a deep understanding of the regulatory environment with more than a decade of experience and insight into the world of financial advice.

Our risk management solution includes compliance, practice management and business intelligence services.

We offer a compliance monitoring service which makes it easier for big businesses to keep track of the compliance activities of their representatives. Our national footprint enables us to reach every location within our country and our sophisticated software allows us to combine the individual monitoring reports of each representative and provide consolidated feedback and analysis.

Practice management for corporates aims to assist branches (including consultants), franchises and representatives adopt best business practice. This drives better efficiencies and builds value.

We know that independent financial advisors (IFAs) are an important route to market for product providers. Through our business intelligence offering, product providers can stay up-to-date with the latest research on the IFA market such as demographics, product provider preferences, online and print media preferences and more.

Please contact us to find out how our risk management solution can make a positive impact in your business.


Ask us now. We'd love to hear from you.



Investor’s Notebook: Let’s talk about financial advisers

Posted on 2 February 2016

We can see what we pay our doctors or lawyers. But until now few people have known what they pay their financial intermediaries. In a sense they have never been paid for drawing up a financial plan; they are paid for selling a product. It is no accident that if the right ...

Financial advisors hesitant about charging fees – survey

Posted on 27 January 2016

JOHANNESBURG – Just 8% of financial advisers say they feel “very comfortable” charging their clients advice fees, according to a recent ...


Advisory: FATF Public Statement on jurisdictions under increased monitoring – Feb 2020

FIC - 2 March 2020

Advisory: FATF Public Statement on high-risk jurisdictions that are subject to a call for action – Feb 2020

FIC - 2 March 2020

Public Compliance Communication (PCC 42): Supervisory Body access to suspicious and unusual Transactions Reports

FIC - 28 February 2020

Public Compliance Communication (PCC 43): Customer Due Diligence in relation to shared clients of accountable institutions

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A national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs). Established in 2004, we help our clients overcome their risk management challenges so they can grow and thrive in an increasingly regulated industry. Providing professional guidance and practical support, our team of specialists is passionately committed to delivering tangible solutions.

Why Masthead?



+27 21 686 3588



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