Our offices will be closed from 24 December 2025 and will re-open on 5 January 2026.

FICA Implementation

Ongoing Support for Continued Compliance

This service is an ongoing solution designed to help accountable institutions embed compliance into their daily operations. With regular site visits from our Compliance Officers, we provide hands-on guidance to keep Risk Management and Compliance Programmes (RMCPs) up to date and aligned with evolving regulatory requirements. In addition, we identify potential high-risk areas in your business and suggest remedial measures to manage and mitigate these risks.

Flexible Engagement Options

Every business has unique compliance needs, which is why we offer flexible service options. You can choose the frequency of our on-site compliance visits – monthly, quarterly, half-yearly or annually. Our team will work with you to determine your compliance needs and the best schedule for your business, ensuring you receive the right level of support.

At Masthead, we help accountable institutions – including financial services providers (FSPs), legal practitioners, motor vehicle dealers, high-value goods dealers and property practitioners (estate agents) – achieve FICA compliance.

What We Offer

Regular Compliance Oversight
Our Compliance Officers work closely with your team, conducting routine visits to assess compliance gaps and provide real-time guidance on regulatory changes.

Customised RMCP Updates and Implementation
We ensure your RMCP reflects your business’s unique risk profile and regulatory obligations.

Identifying and Addressing High-Risk Areas
We assess your business to identify potential vulnerabilities in your current FICA framework, provide tailored risk-mitigation strategies to strengthen compliance and ensure your business has the necessary controls in place to meet FICA expectations.

Why Choose Masthead?

  • Minimised Compliance Risks – Early identification of risks helps you avoid regulatory penalties and maintain good standing.
  • Tailored Solutions – We customise compliance strategies based on your specific business structure and risk profile.
  • Ongoing Support – Regular site visits ensure compliance remains a continuous priority, not just an annual check-in.
  • Industry Expertise – Our Compliance Officers stay ahead of regulatory changes, so you don’t have to.
  • Flexible Engagement Options – Choose from monthly, quarterly, half-yearly or annual visits based on your needs.

Stay FICA Compliant With Confidence

With Masthead’s FICA Ongoing Compliance Implementation service, you can proactively manage risks, streamline compliance and ensure your business is always audit-ready.

WHO ARE WE

Established in 2004, Masthead (Pty) Ltd offers nationwide compliance and business support to independent financial advisors, corporate FSPs, credit providers, legal and property practitioners, and others. We help our clients navigate key regulations like FAIS, FICA, POPIA, and the National Credit Act. With a team of experts, we provide practical solutions across compliance, practice management, and business development to help businesses stay compliant and thrive. Masthead (Pty) Ltd is part of the Masthead Group, alongside Masthead Financial Planning (Pty) Ltd – a licensed FSP dedicated to supporting financial advisors with streamlined operational and regulatory solutions.

Why Masthead?

CONTACT US

Phone:

021 686 3588

E-mail:

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