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Treating Customers Fairly

Fair treatment of customers underpins the General Code of Conduct. While the principles embodied within the outcomes may already form part of a financial service provider’s business, the demonstration of the outcomes may mean that our clients will have to change some of their business processes and implement others. We provide support by helping our clients understand the requirements and by arranging workshops to help businesses align their processes with both FAIS and TCF. This is incorporated into the compliance visits and the compliance report.

Click here to find the regulatory discussion papers, notices and announcements about TCF.

WHO ARE WE

Established in 2004, Masthead (Pty) Ltd offers nationwide compliance and business support to independent financial advisors, corporate FSPs, credit providers, legal and property practitioners, and others. We help our clients navigate key regulations like FAIS, FICA, POPIA, and the National Credit Act. With a team of experts, we provide practical solutions across compliance, practice management, and business development to help businesses stay compliant and thrive. Masthead (Pty) Ltd is part of the Masthead Group, alongside Masthead Financial Planning (Pty) Ltd – a licensed FSP dedicated to supporting financial advisors with streamlined operational and regulatory solutions.

Why Masthead?

CONTACT US

Phone:

021 686 3588

E-mail:

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Masthead is a level 1 B-BBEE contributor.

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Masthead is ISO27001 certified.

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