Our offices will be closed from 24 December 2025 and will re-open on 5 January 2026.

FICA Compliance Monitoring

Ongoing Compliance Oversight for Your Business

Masthead’s FICA Compliance Monitoring service provides regular assessments to verify that accountable institutions meet their Financial Intelligence Centre Act (FICA) obligations, helping them reduce compliance risks and stay prepared for regulatory inspections.

With flexible monitoring options, you can choose how often our Compliance Officers conduct on-site reviews – monthly, quarterly, half-yearly or annually – depending on your business’s risk profile and operational needs. Our team will work with you to determine the right monitoring schedule.

At Masthead, we help accountable institutions – including financial services providers (FSPs), legal practitioners, motor vehicle dealers, high-value goods dealers and property practitioners (estate agents) – achieve FICA compliance.


How We Help You Stay on Track

Operational Review

We monitor your business processes and practices to ensure compliance with your FICA Risk Management and Compliance Programme (RMCP) and the broader FIC Act.

Client File Sampling

Our Compliance Officers conduct randomised client file reviews to verify whether your customer due diligence (CDD) and screening procedures align with regulatory requirements. This helps identify gaps before they become compliance risks.


Why Choose Masthead?

  • Regular Compliance Monitoring – Keeps your business on track with FICA requirements.
  • Risk-Based Approach – Identifies gaps early, helping you avoid compliance penalties.
  • Customised Monitoring Plans – Tailored to your business’s size, risk exposure and compliance needs.
  • Expert Compliance Officers – Stay ahead of FICA regulatory changes with guidance from our specialists

Stay Compliant with Confidence

With Masthead’s FICA Compliance Monitoring service, you’ll have the assurance that your business remains compliant and reduces risks.

WHO ARE WE

Established in 2004, Masthead (Pty) Ltd offers nationwide compliance and business support to independent financial advisors, corporate FSPs, credit providers, legal and property practitioners, and others. We help our clients navigate key regulations like FAIS, FICA, POPIA, and the National Credit Act. With a team of experts, we provide practical solutions across compliance, practice management, and business development to help businesses stay compliant and thrive. Masthead (Pty) Ltd is part of the Masthead Group, alongside Masthead Financial Planning (Pty) Ltd – a licensed FSP dedicated to supporting financial advisors with streamlined operational and regulatory solutions.

Why Masthead?

CONTACT US

Phone:

021 686 3588

E-mail:

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