Have you implemented a FICA Risk Management and Compliance Programme to replace your FICA Internal Rules?
Although this requirement came into effect in October 2017, accountable institutions have some time to fully develop and implement their own FICA RMCP. This should have been in place by 2 April 2019. We will help you to customise an RMCP that is specific to your business.
What will be covered:
You will be guided practically in the development of a FICA Risk Management and Compliance Programme to ensure that you meet this requirement. We will cover:
We will also provide you with examples of Questionnaires, Risk Rating methods and KYC Checklists.
CPD hours:
Click on the links below to register or browse dates for this webinar and seminar.
Webinars | Face-to-face seminars
You will benefit by ensuring that you make progress towards fully developing and implementing a FICA RMCP which is customised to your business and its risks.
“We would like to thank you for the seminar you presented on implementing a Risk Management and Compliance Programme. The manual and electronic template provided to us has been extremely useful! After sharing the invaluable information and assisting us, we were able to personalise and adapt these regulations to our practice. This was a worthwhile exercise and I am so grateful I made the time to attend your workshop. Thanks for all your support and making these tasks as monotonous-free as possible for us.”
– Gary Hedger | Syner-G Wealth
As a Masthead member, I feel at ease knowing that I belong to a professional organisation. I attended the FICA Risk Management and Compliance Programme seminar as well as the How to create an effective Operations Manual for your FSP seminar and was impressed with how every business process was covered in detail. The effort taken to produce these professional documents is impressive. If it wasn’t for Masthead, I would be at a loss and non-compliant. Thank you, Masthead team.
– Mark Spencer | MWS Assurance and Investment Group
I found the FICA Risk Management and Compliance Programme seminar extremely beneficial. The detailed explanations of all the topics made it very easy for me to compile our FICA Risk Management and Compliance Programme.
– Landie Smith | CGS Insurance Brokers
