Category I FSPs that do not have a Compliance Officer must submit their Annual Compliance Reports to the FSCA on or before 28 February 2019 in terms of FSCA FAIS Notice 69 of 2018. Should you have any enquiries relating to the submission of the report, please contact the FSCA for assistance on 012 428 8000. We encourage FSPs to use the online submission method via the FSCA’s website www.fsca.co.za.
Should you require assistance with completing the report then you should attend our three-hour seminar where we will guide you through each question in the Compliance Report. The terminology, interpretations and processes set out by the FSCA will be explained and you’ll be given tips on how to best demonstrate that your FSP is compliant.
To read more and register for this seminar, click on the venue closest to you:
21 February 2019 | 09:00 am – 12:00 pm | Masthead Office – Durban
22 February 2019 | 09:00 am – 12:00 pm | Masthead Office – Durban
27 February 2019 | 09:30 am – 12:30 pm | Masthead Office – Cape Town
For any compliance related matters, please get in touch with Masthead to set up an appointment with a qualified, professional Compliance Officer in your region who will be able to assist you.
Click here to download FSCA FAIS Notice 69 of 2018