Category I FSPs that do not have a Compliance Officer must submit their Annual Compliance Reports to the FSCA on or before 28 February 2019 in terms of FSCA FAIS Notice 69 of 2018. Should you have any enquiries relating to the submission of the report, please contact the FSCA for assistance on 012 428 8000. We encourage FSPs to use the online submission method via the FSCA’s website (www.fsca.co.za). Should you require assistance with completing the report or any compliance related matter, please get in touch with Masthead to set up an appointment with a qualified, professional Compliance Officer in your region who will be able to assist you.
Click here to download FSCA FAIS Notice 69 of 2018