The FSCA Bulletin released for Quarter 3 2018/19 contains various regulatory topics, warnings / enforcement actions, events, and consumer education pertaining to the financial industry. This issue of the Bulletin sets out the FSCA’s three year regulatory strategy and gives insight on the strategic priorities for the Authority going forward. The Prudential Authority also outlines its three year regulatory and supervisory priorities. There is also a report by the FSCA on the status of various market abuse investigations.
Under the Independent Perspective section of the Bulletin, Masthead’s very own Head of Practice Management, Mimi Pienaar, discusses how to ensure your Succession Plan can be implemented and also provides a checklist to ensure your succession plan is practically implementable.