The FSCA Bulletin released for Quarter 4 2018/19 is themed around the Conduct of Financial Institutions (COFI) Bill. The Bill seeks to streamline the legal framework for the regulation of the conduct of financial institutions and focuses on the implementation of the Treating Customers Fairly (TCF) principles.
The Bulletin also contains various regulatory topics, warnings / enforcement sanctions and events pertaining to the financial industry as well as consumer education on financial literacy. This issue of the Bulletin sets out a report by the FSCA on the status of various market abuse investigations, FSCA divisional executives, a Fintech take on the COFI Bill, and a regulatory focus article on Should Retirement Funds invest in SOEs?