The Financial Sector Conduct Authority (FSCA) published the following 2018 Compliance Reports on 15 August 2018 which must be submitted to the FSCA by 31 October 2018:
- FSCA FAIS Notice 54 of 2018 must be used by Category IV financial services providers (FSPs).
- FSCA FAIS Notice 55 of 2018 is the Compliance report for foreign FSPs.
The FSCA also published the following Compliance Handover Reports:
- FSCA FAIS Notice 56 of 2018 must be used when an FSP substitutes or removes a compliance officer during the reporting period, 2018.
- FSCA FAIS Notice 57 of 2018 must be used when an FSP appoints a compliance officer during the reporting period, 2018.