Annual Financial Statements
All FSPs whose financial year end was on 31 December 2019 must ensure that their annual financial statements are submitted to the FSCA by 30 April 2020. FSPs which are required to submit Annexure A (FAIS Notice 82 of 2015) together with their Annual Financial Statements, are reminded to do so.
FSPs, KIs and Reps are reminded that they should be on track with achieving the required number of hours for CPD. The deadline to meet the minimum number of required CPD hours is 31 May 2020 which is just over 2 months away.
Should you require more information on the various accredited CPD activities that Masthead offers, please get in touch with us.
As a reminder, the relevance and the spread of CPD training are important points that the FSCA will look at when assessing your CPD records. Always make sure that the learning areas and topics you choose are relevant and appropriate to the role and function you are in. Also, choose topics that cover a spread of areas including:
- Technical product knowledge
- Regulatory, compliance and ethics
- General knowledge about financial services
- Economic environments; and business management and professional skills