On 17 May 2016, the Registrar of Financial Services Providers published the compliance reports for the 2016 reporting period. FAIS Notice 50 of 2016 is the compliance report for a Category I FSP with a compliance officer. This notice sets out the manner in which the compliance report for such an FSP must be submitted as well as the matters which the report must have regard to.
The deadline for submission of these compliance reports is 15 August 2016.
Your Masthead compliance officer will be in touch with you if you are a Category 1 FSP (with a Compliance Officer) regarding the submission of the compliance report which will commence from 1 June 2016.