We will take actual Risk Mitigation Plans and walk you through the risks identified by FSCA, and provide suggestions on how to manage, reduce or eliminate the risks in your business.
Why you should attend:
If FSCA schedules an onsite visit you want to be adequately prepared. This seminar will help you:
Understand the FSCA onsite visit selection process and the information they require from your business.
Prepare for the possible questions that could be asked during the onsite visit.
Identify possible challenges your business is facing and compile a risk mitigation plan.
By attending this seminar, you will:
Know what to expect from an FSCA onsite visit.
Be able to draw up a risk mitigation plan addressing the challenges in your business.
Be able to explain the business documents, plans and processes required by FSCA.
Have an in-depth understanding of the areas that will be focussed on during the visit.
FSPs, Key Individuals and Representatives who attend this seminar will earn 3 CPD points towards maintaining their competence requirements.
FPI members will earn 2 CPD points in the Event Participation (Knowledge) category and 1 CPD point in the Ethics and Practice Standards category.
Cost for members: Free Cost for non-members: R 850,00 (incl VAT)
Who should attend
Key personnel of Financial Service Providers including; Key Individuals, business owners, Representatives and compliance personnel.
How will attendees benefit
Attend this seminar and walk away with a clear understanding of what to expect in the event of an FSCA onsite visit and feel prepared and confident before, during and after your audit.
Accredited by the Financial Planning Institute of Southern Africa (FPI)
A national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs). Established in 2004, we help our clients overcome their risk management challenges so they can grow and thrive in an increasingly regulated industry. Providing professional guidance and practical support, our team of specialists is passionately committed to delivering tangible solutions.
Masthead (Pty) Ltd will not sell or rent its user’s personal identifiable information to third parties.
Sharing of Information
Masthead (Pty) Ltd may send personal identifiable information about its users to other companies or third parties should there be a need to share the user’s information in order to provide the product or service the user has requested.
Furthermore, the only information Masthead (Pty) Ltd will ever disclose to third parties is aggregate information about its users. Aggregate information will not identify the website’s users and will only identify the user’s population in general terms.
The user consents to the website’s agreements, notices and disclosures by visiting the website and receiving electronic information or communication by electronic means and this indicates that any legal requirements has been satisfied.
Changing of Information
Should you not be satisfied with the information or should any information be found to be untrue or incorrect, please notify Masthead (Pty) Ltd on the following email address: email@example.com
Masthead (Pty) Ltd and its agents or representatives shall not be liable for any damage, loss or liability arising from the use or inability to use this website or the services or content provided from and through this website.
Information, ideas and opinions expressed on this site should not be regarded as binding advice or the official opinion of Masthead (Pty) Ltd and users are encouraged to consult professional advice before taking any course of action related to information, ideas or opinions expressed on this site.
Masthead (Pty) Ltd has, and will continue to take reasonable care to ensure that all information, in so far as this is under its control, provided on this website is true and correct.
Masthead (Pty) Ltd shall not be responsible for, and therefore disclaims any liability for, any loss, liability, damage (whether direct or consequential) or expense of any nature whatsoever which may be suffered as a result of or which may be attributable, directly or indirectly, to the use of or reliance upon any information, links or service provided through this website.
There is no warranty of any kind, expressed or implied, regarding the information or any aspect of this service. Any warranty implied by law is hereby excluded except to the extent such exclusion would be unlawful.
Links to other sites
Our website contains links to other sites. Please be aware that Masthead is not responsible for the privacy practices of such other sites. We encourage users to be aware when they leave our site and to read the privacy statements of each and every website that collects personally identifiable information. This privacy statement applies solely to information collected by this website.