Every day advisors need to make sure that they stay in business – this means ensuring that they are aware of the changing regulatory developments, that they meet updated and new requirements and that they minimise the risk of having complaints upheld against them.
There is a significant amount of regulation that has either changed or been newly introduced over the last 12 months and there is still a great deal more in the pipeline.
This session will highlight some of the main regulatory changes we can expect and how this impacts financial services providers and the financial services industry as a whole.
Click on the links below to register or browse dates for this webinar and seminar.
By attending this webinar you will gain understanding of the key regulatory changes that affect your ability to run a successful financial advisory business.
You will be able to consider how you can prepare for these changes.
“The Regulatory Update seminar is informative and well structured. It added value to me and highlighted some of the shortfalls in my practice. As a result, I have booked and will be attending more Masthead seminars.”
– Inbin Moodley | Blue Chip Financial Service CC
“I wish to express my gratitude for the Regulatory Update seminar. The presentation was very commendable and concise. The facilitator gave us enough time to ask questions and explained the learning material in a clear manner. Thank you to the facilitator for the effort, I appreciate it.”
– Ebrahim Ismail | Ebrahim Ismail Insurance