Posted on 15 February 2018
Authorised ...
Posted on 15 February 2018
Authorised ...
Posted on 8 February 2018
The need to comply ...
Posted on 8 February 2018
The need to comply ...
Posted on 1 February 2018
It has long been a requirement that FSPs, KIs and Reps must meet fit and proper requirements, specifically relating to honesty and integrity. This is over and above the requirements relating to competence, ...
Posted on 1 February 2018
It has long been a requirement that FSPs, KIs and Reps must meet fit and proper requirements, specifically relating to honesty and integrity. This is over and above the requirements relating to competence, ...
Posted on 25 January 2018
The ‘new’ Fit and Proper requirements, published ...
Posted on 25 January 2018
The ‘new’ Fit and Proper requirements, published ...
Posted on 13 October 2016
Not a month goes by when I don’t receive an SMS from a financial services provider (FSP) marketing its products to me. All of these messages give one the option of SMSing the word “STOP” or “NO” to opt out of receiving more messages. But who pays ...
Posted on 13 October 2016
Not a month goes by when I don’t receive an SMS from a financial services provider (FSP) marketing its products to me. All of these messages give one the option of SMSing the word “STOP” or “NO” to opt out of receiving more messages. But who pays ...
Posted on 2 February 2016
We can see what we pay our doctors or lawyers. But until now few people have known what they pay their financial intermediaries. In a sense they have never been paid for drawing up a financial plan; they are paid ...
Posted on 2 February 2016
We can see what we pay our doctors or lawyers. But until now few people have known what they pay their financial intermediaries. In a sense they have never been paid for drawing up a financial plan; they are paid ...
A national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs). Established in 2004, we help our clients overcome their risk management challenges so they can grow and thrive in an increasingly regulated industry. Providing professional guidance and practical support, our team of specialists is passionately committed to delivering tangible solutions.
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