Develop a Risk Management Plan to protect your business, employees and clients

Seminar Information

Creating a Risk Management Plan for your business does not only make good business sense, it is also a regulatory requirement set out by the Financial Sector Conduct Authority.

This seminar will help you to:

  • Understand the importance of Risk Management in the business
  • Know the Risk Management regulatory requirements that FSPs must comply with
  • Recognise the risks in your own business
  • Assess the impact and likelihood of risks in your business
  • Understand the impact of not managing risks by unpacking actual Ombud cases

By attending this seminar, you will:

  • Be better equipped to identify the possible risks in your business before they happen
  • Know how to proactively set up processes to avoid or minimise the impact of risks
  • Be able to design and implement a comprehensive and effective Risk Management Plan
  • Be more informed and therefore better equipped to take precautions to prevent or minimise risks from doing harm to your employees, clients, property, systems, processes and reputation.

CPD hours:

  • FSPs, Key Individuals and Representatives who attend this seminar will earn 3 CPD points towards maintaining their competence requirements.
  • FPI members will earn 2 CPD points in the Event Participation (Knowledge) category and 1 CPD point in the Ethics and Practice Standards category.

Cost for members: R 425,00 (incl VAT)
Cost for non-members: R 850,00 (incl VAT)


How will attendees benefit

Attend this seminar and walk away with a thorough understanding of what the regulator requires of you and how to implement it.

Accredited by the Financial Planning Institute of Southern Africa (FPI)

MASTHEAD IS

A national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs). Established in 2004, we help our clients overcome their risk management challenges so they can grow and thrive in an increasingly regulated industry. Providing professional guidance and practical support, our team of specialists is passionately committed to delivering tangible solutions.

Why Masthead?

CONTACT US

Phone:

+27 21 686 3588

E-mail:

 info@masthead.co.za

B-BBEE CERTIFICATE

Masthead is a level 2 B-BBEE contributor.

Read more and view certificate