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Regulatory Library

Industry legislation, notices, determinations and more

Latest documents

Statement supporting the proposed amendments to the General Code Of Conduct for authorised FSPs and Representatives, 2022

Codes of Conduct - 2 December 2022

Consultation report: Amendment of the General Code Of Conduct for authorised FSPs and Representatives, 2022

Codes of Conduct - 2 December 2022

Amendment of the General Code Of Conduct for authorised FSPs and Representatives, 2022

Codes of Conduct - 2 December 2022

DRAFT Amendment of the General Code of Conduct for Authorised FSPs and Representatives, 2021

Codes of Conduct - 30 November 2020

Statement Supporting the Proposed Amendments to the General Code of Conduct for Authorised Financial Services Providers and Representatives

Codes of Conduct - 30 November 2020

Amendment of the General Code of Conduct and the Amendment to the specific Code of Conduct for FSPs conducting Short-term Deposist Business, 2020

Codes of Conduct - 26 June 2020

Amendment of General Code of Conduct – BN 146 of 2014

Codes of Conduct - 4 December 2014

Code of Conduct BN 89 of 2007

Codes of Conduct - 29 August 2007

Code of Conduct for Authorised Financial Services Providers and their Representatives, Involved in Forex Investment Business, 2004

Codes of Conduct - 13 March 2004

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