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Regulatory Library

Industry legislation, notices, determinations and more

Latest documents

FSCA Press Release – Stanlib Collective Investment Schemes (RF) (PTY) Limited

FSCA Enforcement Actions - 18 December 2018

FSB Media Release – FSB fines Tendai Nyadombo R40 000 for contravening the FAIS Act

FSCA Enforcement Actions - 12 July 2017

FSB Media Release – FSB fines Mzala and Company R20 000 for contravening the FAIS Act

FSCA Enforcement Actions - 12 July 2017

Enforcement Action – Assupol Life Limited (LTIA-PPRs)

FSCA Enforcement Actions - 13 April 2017

Enforcement Action – Iza Wealth (Pty) Ltd (CISCA)

FSCA Enforcement Actions - 10 April 2017

Enforcement Action – New National Assurance Company Limited (PPRs – STIA)

FSCA Enforcement Actions - 27 March 2017

Defensive Legal Protection CC (in liquidation)

FSCA Enforcement Actions - 26 January 2016

Discovery Insure Limited

FSCA Enforcement Actions - 5 November 2015

Thebe Stockbroking Pty Limited

FSCA Enforcement Actions - 22 October 2015

Mhlangaveza Family Assurance (Pty) Ltd and 2 Others

FSCA Enforcement Actions - 29 July 2015

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A national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs). Established in 2004, we help our clients overcome their risk management challenges so they can grow and thrive in an increasingly regulated industry. Providing professional guidance and practical support, our team of specialists is passionately committed to delivering tangible solutions.

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