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Regulatory Library

Industry legislation, notices, determinations and more

Latest documents

FSCA COMMUNICATION 6 of 2021 (FAIS) Qualification requirements for Council for Medical Schemes (CMS) accreditation

Health - 20 April 2021

Amendment of the Notice on exemption of particular FSP’s from section 13 of the General Code of Conduct, 2021

FSCA Notices - 26 February 2021

Exemption of Juristic Representatives from Section 13(1)(c) of the Act, 2021

FSCA Notices - 26 February 2021

Amendment of the Notice of exemption of particular FSP’s from Section 19(3) Audit Report and Liquidity Requirements, 2021

FSCA Notices - 26 February 2021

FSCA Perimeter Report 2020

FSCA Notices - 25 February 2020

FSCA FAIS Notice 46 of 2019: Determination of Form and Manner of Section 19(3) Auditor Report, 2019

FSCA Notices - 27 June 2019

Guidance Notice 1 of 2019 (FAIS) – Debarment Process

FSCA Notices - 10 June 2019

FSCA Communication 2 of 2019 (FAIS): Continuous Professional Development (CPD)

FSCA Notices - 5 June 2019

FSCA FAIS Notice 40 of 2019: Exemption from Continuous Professional Development Requirements, 2019 – No. 2 of 2019

FSCA Notices - 30 May 2019

FSCA FAIS Notice 36 of 2019: List of Qualifications recognised for Financial Service Providers, Key Individuals and representatives, 2019

FSCA Notices - 21 May 2019

MASTHEAD IS

A national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs). Established in 2004, we help our clients overcome their risk management challenges so they can grow and thrive in an increasingly regulated industry. Providing professional guidance and practical support, our team of specialists is passionately committed to delivering tangible solutions.

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+27 21 686 3588

E-mail:

 info@masthead.co.za

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