Regulatory Library

The Purpose of the Level 1 Regulatory Exams

FSCA Notices - 28 March 2019

FSCA Communication 2 of 2019: Update on the development of a format for the replacement advice record in terms of Rule 19 of the Policy Holder Protection Rules (Long Term Insurance) 2017

FSCA Notices - 27 March 2019

Joint Media Statement – Crypto Assets Consultation Paper

FSCA Notices - 26 January 2019

Crypto Assets Consultation Paper

FSCA Notices - 26 January 2019

FSCA FAIS Notice 86 of 2018: Exemption of Services under Supervision

FSCA Notices - 3 December 2018

FSCA Strategy 2018

FSCA Notices - 12 October 2018

FSCA Press Release – Release of the FSCA’s Regulatory Strategy and Memoranda of Understanding

FSCA Notices - 11 October 2018

FSCA FAIS Notice 42 of 2018: Exemption of Certain Persons from Class of Business Training Requirements, 2018

FSCA Notices - 20 July 2018

FSCA Press Release – FSCA Commissioner appoints Divisional Executives

FSCA Notices - 20 July 2018

Levies for Financial Institutions Notice, 2018

FSCA Notices - 29 June 2018

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A national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs). Established in 2004, we help our clients overcome their risk management challenges so they can grow and thrive in an increasingly regulated industry. Providing professional guidance and practical support, our team of specialists is passionately committed to delivering tangible solutions.

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