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Regulatory Library

Industry legislation, notices, determinations and more

Latest documents

FSCA COMMUNICATION 13 of 2022 (FAIS)

FSCA Notices - 20 April 2022

FSCA Communication 19 of 2021 (FAIS): Submission of Representative Register

FSCA Notices - 2 November 2021

Levies on financial institutions – Notice 465 of 2021

FSCA Notices - 12 August 2021

FSCA Communication 16 of 2021 (FAIS) Submission of compliance reports, handover reports and irregularity reports for Financial Services Providers for 2021

FSCA Notices - 12 August 2021

FSCA COMMUNICATION 12 OF 2021 (FAIS) Use of Electronic Signatures and Prepopulated Document

FSCA Notices - 5 July 2021

FSCA COMMUNICATION 6 of 2021 (FAIS) Qualification requirements for Council for Medical Schemes (CMS) accreditation

Health - 20 April 2021

Amendment of the Notice on exemption of particular FSP’s from section 13 of the General Code of Conduct, 2021

FSCA Notices - 26 February 2021

Exemption of Juristic Representatives from Section 13(1)(c) of the Act, 2021

FSCA Notices - 26 February 2021

Amendment of the Notice of exemption of particular FSP’s from Section 19(3) Audit Report and Liquidity Requirements, 2021

FSCA Notices - 26 February 2021

FSCA Perimeter Report 2020

FSCA Notices - 25 February 2020

MASTHEAD IS

A national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs). Established in 2004, we help our clients overcome their risk management challenges so they can grow and thrive in an increasingly regulated industry. Providing professional guidance and practical support, our team of specialists is passionately committed to delivering tangible solutions.

Why Masthead?

CONTACT US

Phone:

+27 21 686 3588

E-mail:

 info@masthead.co.za

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