Regulatory Library

Industry legislation, notices, determinations and more

Latest documents

FSCA FAIS Notice 46 of 2019: Determination of Form and Manner of Section 19(3) Auditor Report, 2019

FSCA Notices - 27 June 2019

Guidance Notice 1 of 2019 (FAIS) – Debarment Process

FSCA Notices - 10 June 2019

FSCA Communication 2 of 2019 (FAIS): Continuous Professional Development (CPD)

FSCA Notices - 5 June 2019

FSCA FAIS Notice 40 of 2019: Exemption from Continuous Professional Development Requirements, 2019 – No. 2 of 2019

FSCA Notices - 30 May 2019

FSCA FAIS Notice 36 of 2019: List of Qualifications recognised for Financial Service Providers, Key Individuals and representatives, 2019

FSCA Notices - 21 May 2019

The Purpose of the Level 1 Regulatory Exams

FSCA Notices - 28 March 2019

FSCA Communication 2 of 2019: Update on the development of a format for the replacement advice record in terms of Rule 19 of the Policy Holder Protection Rules (Long Term Insurance) 2017

FSCA Notices - 27 March 2019

Joint Media Statement – Crypto Assets Consultation Paper

FSCA Notices - 26 January 2019

Crypto Assets Consultation Paper

FSCA Notices - 26 January 2019

FSCA FAIS Notice 86 of 2018: Exemption of Services under Supervision

FSCA Notices - 3 December 2018

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A national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs). Established in 2004, we help our clients overcome their risk management challenges so they can grow and thrive in an increasingly regulated industry. Providing professional guidance and practical support, our team of specialists is passionately committed to delivering tangible solutions.

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