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Regulatory Library

Industry legislation, notices, determinations and more

Latest documents

DRAFT Amendment of the Determination of Fit and Proper Requirements, 2021

FAIS Act and Regulation - 30 November 2020

Statement Supporting the Proposed Amendments to the Fit and Proper Requirements for Financial Service Providers

FAIS Act and Regulation - 30 November 2020

Board Notice 194 of 2017: Determination of Fit and Proper Requirements for Financial Services Providers

FAIS Act and Regulation - 26 June 2020

Amendment of the Determination of Fit and Proper Requirements, 2020

FAIS Act and Regulation - 26 June 2020

Board Notice 89 of 2018: Form of Licence

FAIS Act and Regulation - 29 June 2018

FAIS Notice 110 of 2017: Exemption of Certain FSPs from PI and Fidelity Insurance requirements

FSCA Notices - 17 August 2017

Board Notice 52 of 2015

FAIS Act and Regulation - 1 March 2015

Financial Advisory and Intermediary Services Regulations, 2003

FAIS Act and Regulation - 13 June 2003

Financial Advisory and Intermediary Services 37 of 2002

FAIS Act and Regulation - 15 November 2002

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