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Regulatory Library

Industry legislation, notices, determinations and more

Latest documents

DRAFT Amendment of the Determination of Fit and Proper Requirements, 2021

FAIS Act and Regulation - 30 November 2020

Statement Supporting the Proposed Amendments to the Fit and Proper Requirements for Financial Service Providers

FAIS Act and Regulation - 30 November 2020

Amendment of the Determination of Fit and Proper Requirements, 2020

FAIS Act and Regulation - 26 June 2020

Board Notice 89 of 2018: Form of Licence

FAIS Act and Regulation - 29 June 2018

Board Notice 194 of 2017: Determination of Fit and Proper Requirements for Financial Services Providers, 2017

FAIS Act and Regulation - 15 December 2017

FAIS Notice 110 of 2017: Exemption of Certain FSPs from PI and Fidelity Insurance requirements

FSCA Notices - 17 August 2017

Board Notice 52 of 2015

FAIS Act and Regulation - 1 March 2015

Financial Advisory and Intermediary Services Regulations, 2003

FAIS Act and Regulation - 13 June 2003

Financial Advisory and Intermediary Services 37 of 2002

FAIS Act and Regulation - 15 November 2002

MASTHEAD IS

A national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs). Established in 2004, we help our clients overcome their risk management challenges so they can grow and thrive in an increasingly regulated industry. Providing professional guidance and practical support, our team of specialists is passionately committed to delivering tangible solutions.

Why Masthead?

CONTACT US

Phone:

+27 21 686 3588

E-mail:

info@masthead.co.za

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