Regulatory Library

P. Bharosa v Helfin Risk Management (Pty) Ltd

Financial Services Tribunal (previously FSB Appeal Board) - 28 January 2019

P. Pieters v Sapcor Harrismith (Pty) Ltd

Financial Services Tribunal (previously FSB Appeal Board) - 17 January 2019

J.B. Ellis v Nedbank Financial Planning

Financial Services Tribunal (previously FSB Appeal Board) - 16 January 2019

M.W. Hendricks v Overberg Wealth and Risk Management (Pty) Ltd

Financial Services Tribunal (previously FSB Appeal Board) - 15 January 2019

Appeal Board: R.J. Nel v G.H. Groenewald and 2 Others

Financial Services Tribunal (previously FSB Appeal Board) - 15 January 2019

Appeal Board: Midcoast Financial Services CC and 1 Other v A.J. Allan and 2 Others

Financial Services Tribunal (previously FSB Appeal Board) - 15 January 2019

D Risk Insurance Consultants CC – Deeb Raymond Risk and LW and CM Oldacre

Financial Services Tribunal (previously FSB Appeal Board) - 19 December 2018

Johlyn Financial Advisory Services (Pty) Ltd and 1 Other v M. McNamara and 1 Other

Financial Services Tribunal (previously FSB Appeal Board) - 26 November 2018

J. Gilbert v The Office of the FAIS Ombud and 1 other

Financial Services Tribunal (previously FSB Appeal Board) - 15 November 2018

J. Gokora v Old Mutual Life Assurance Company (South Africa) Ltd

Financial Services Tribunal (previously FSB Appeal Board) - 15 November 2018

MASTHEAD IS

A national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs). Established in 2004, we help our clients overcome their risk management challenges so they can grow and thrive in an increasingly regulated industry. Providing professional guidance and practical support, our team of specialists is passionately committed to delivering tangible solutions.

Why Masthead?

CONTACT US

Phone:

+27 21 686 3588

E-mail:

 info@masthead.co.za

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