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Regulatory Library

Industry legislation, notices, determinations and more

Latest documents

Appeal Board Judgment – Abbu Benitsius Insurance Brokers CC v The Registrar of Financial Services Providers

Financial Services Tribunal (previously FSB Appeal Board) - 14 December 2017

Appeal Board Decision – Chipa Kingsley Baloyi v The Registrar of Financial Services Providers

Financial Services Tribunal (previously FSB Appeal Board) - 6 December 2017

Appeal Board Decision – Jessie Tsusi v The Registrar of Financial Services Providers

Financial Services Tribunal (previously FSB Appeal Board) - 26 September 2017

Appeal Board Decision – Hitjevi Obafemi Tjiroze v The Registrar of Financial Services Providers

Financial Services Tribunal (previously FSB Appeal Board) - 4 September 2017

Appeal Board decision – Thomas B Brokers and The Registrar of Financial Services Providers

Financial Services Tribunal (previously FSB Appeal Board) - 9 March 2017

Appeal Board Notice Recess Period

Financial Services Tribunal (previously FSB Appeal Board) - 16 December 2015

Practice Directions and Guidelines issued by the Appeal Board

Financial Services Tribunal (previously FSB Appeal Board) - 30 November 2015

Appeal Board Guidelines and Decision: Cyclone Makola v Registrar of FSPs

Financial Services Tribunal (previously FSB Appeal Board) - 18 May 2015

Financial Services Board Act: Regulations: Appeals to Appeal Board

Legislation - 22 July 2011

Rules on Proceedings of the Office of the Ombud for FSPs

Legislation - 8 August 2003

WHO ARE WE

Established in 2004, Masthead (Pty) Ltd offers nationwide compliance and business support to independent financial advisors, corporate FSPs, credit providers, legal and property practitioners, and others. We help our clients navigate key regulations like FAIS, FICA, POPIA, and the National Credit Act. With a team of experts, we provide practical solutions across compliance, practice management, and business development to help businesses stay compliant and thrive. Masthead (Pty) Ltd is part of the Masthead Group, alongside Masthead Financial Planning (Pty) Ltd – a licensed FSP dedicated to supporting financial advisors with streamlined operational and regulatory solutions.

Why Masthead?

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