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Regulatory Library

Industry legislation, notices, determinations and more

Latest documents

Financial Services Tribunal Rules

Financial Services Tribunal (previously FSB Appeal Board) - 30 March 2019

P. Bharosa v Helfin Risk Management (Pty) Ltd

Financial Services Tribunal (previously FSB Appeal Board) - 28 January 2019

P. Pieters v Sapcor Harrismith (Pty) Ltd

Financial Services Tribunal (previously FSB Appeal Board) - 17 January 2019

J.B. Ellis v Nedbank Financial Planning

Financial Services Tribunal (previously FSB Appeal Board) - 16 January 2019

M.W. Hendricks v Overberg Wealth and Risk Management (Pty) Ltd

Financial Services Tribunal (previously FSB Appeal Board) - 15 January 2019

Appeal Board: R.J. Nel v G.H. Groenewald and 2 Others

Financial Services Tribunal (previously FSB Appeal Board) - 15 January 2019

Appeal Board: Midcoast Financial Services CC and 1 Other v A.J. Allan and 2 Others

Financial Services Tribunal (previously FSB Appeal Board) - 15 January 2019

D Risk Insurance Consultants CC – Deeb Raymond Risk and LW and CM Oldacre

Financial Services Tribunal (previously FSB Appeal Board) - 19 December 2018

Johlyn Financial Advisory Services (Pty) Ltd and 1 Other v M. McNamara and 1 Other

Financial Services Tribunal (previously FSB Appeal Board) - 26 November 2018

J. Gilbert v The Office of the FAIS Ombud and 1 other

Financial Services Tribunal (previously FSB Appeal Board) - 15 November 2018

WHO ARE WE

Established in 2004, Masthead (Pty) Ltd offers nationwide compliance and business support to independent financial advisors, corporate FSPs, credit providers, legal and property practitioners, and others. We help our clients navigate key regulations like FAIS, FICA, POPIA, and the National Credit Act. With a team of experts, we provide practical solutions across compliance, practice management, and business development to help businesses stay compliant and thrive. Masthead (Pty) Ltd is part of the Masthead Group, alongside Masthead Financial Planning (Pty) Ltd – a licensed FSP dedicated to supporting financial advisors with streamlined operational and regulatory solutions.

Why Masthead?

CONTACT US

Phone:

021 686 3588

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Masthead is a level 1 B-BBEE contributor.

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Masthead is ISO27001 certified.

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