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Regulatory Library

Industry legislation, notices, determinations and more

Latest documents

Media Statement – Information Regulator publishes the Guidance Note for Registrations of Information Officers

POPI/Information Regulator - 1 April 2021

PCC 50: Guidance on the measures required for the mitigation of loss of intelligence data due to reporting failures

FIC/AML - 31 March 2021

PCC 49: Guidance on ML/TF/PF considerations relating to Geographic Areas

FIC/AML - 29 March 2021

Media Statement – 100 day countdown to be POPIA compliant

POPI/Information Regulator - 24 March 2021

PCC 12A: Guidance on outsourcing of compliance activities to third party service providers

FIC/AML - 24 March 2021

Amendment to Notice – Codes of Conduct

POPI/Information Regulator - 16 March 2021

Circular 18 of 2021 – Adjustment on fees payable to brokers with effect from 1 January 2021

Health - 15 March 2021

Pre Guidance Note on applications for Prior Authorisation

POPI/Information Regulator - 11 March 2021

Invitation for applications for Prior Authorisation

POPI/Information Regulator - 11 March 2021

Standard for making and dealing with complaints in a code of conduct

POPI/Information Regulator - 3 March 2021

WHO ARE WE

Established in 2004, Masthead (Pty) Ltd offers nationwide compliance and business support to independent financial advisors, corporate FSPs, credit providers, legal and property practitioners, and others. We help our clients navigate key regulations like FAIS, FICA, POPIA, and the National Credit Act. With a team of experts, we provide practical solutions across compliance, practice management, and business development to help businesses stay compliant and thrive. Masthead (Pty) Ltd is part of the Masthead Group, alongside Masthead Financial Planning (Pty) Ltd – a licensed FSP dedicated to supporting financial advisors with streamlined operational and regulatory solutions.

Why Masthead?

CONTACT US

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021 686 3588

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Masthead is a level 1 B-BBEE contributor.

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