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Regulatory Library

Industry legislation, notices, determinations and more

Latest documents

COFI Response document (supporting the revised Conduct of Financial Institutions Bill September 2020)

COFI - 8 October 2020

Media Statement: Second Draft of Conduct of Financial Institutions Bill published for public comment

COFI - 29 September 2020

Draft Guidelines on the Registration of Information Officers

POPI/Information Regulator - 17 July 2020

Amendment of the General Code of Conduct and the Amendment to the specific Code of Conduct for FSPs conducting Short-term Deposist Business, 2020

Codes of Conduct - 26 June 2020

Amendment of the Determination of Fit and Proper Requirements, 2020

FAIS Act and Regulation - 26 June 2020

Board Notice 194 of 2017: Determination of Fit and Proper Requirements for Financial Services Providers

FAIS Act and Regulation - 26 June 2020

Commencement of certain sections of the Protection of Personal Information Act

POPI/Information Regulator - 22 June 2020

Media Statement: Commencement of certain sections of the Protection of Personal Information Act

POPI/Information Regulator - 22 June 2020

Joint Communication 5 of 2020: COVID-19 – Regulatory Response: Business Interruption Insurance

Insurance - 12 May 2020

Joint Communication 4 of 2020: Clarification on certain regulatory requirements applicable to funeral insurance policies

Insurance - 8 May 2020

WHO ARE WE

Established in 2004, Masthead (Pty) Ltd offers nationwide compliance and business support to independent financial advisors, corporate FSPs, credit providers, legal and property practitioners, and others. We help our clients navigate key regulations like FAIS, FICA, POPIA, and the National Credit Act. With a team of experts, we provide practical solutions across compliance, practice management, and business development to help businesses stay compliant and thrive. Masthead (Pty) Ltd is part of the Masthead Group, alongside Masthead Financial Planning (Pty) Ltd – a licensed FSP dedicated to supporting financial advisors with streamlined operational and regulatory solutions.

Why Masthead?

CONTACT US

Phone:

021 686 3588

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Masthead is a level 1 B-BBEE contributor.

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Masthead is ISO27001 certified.

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