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Regulatory Library

Industry legislation, notices, determinations and more

Latest documents

Joint Communication 2A of 2020: COVID-19 – Supervisory Response

FIC/AML - 6 May 2020

Joint Communication 2 of 2020: COVID-19 – Supervisory Response

FIC/AML - 21 April 2020

Media Statement on the release of the Intergovernmental Fintech Working Group’s (IFWG) Position Paper on Crypto Assets

Fintech - 14 April 2020

IFWG Position Paper on Crypto Assests

Fintech - 14 April 2020

Advisory: FATF Public Statement on jurisdictions under increased monitoring – Feb 2020

FIC/AML - 2 March 2020

Advisory: FATF Public Statement on high-risk jurisdictions that are subject to a call for action – Feb 2020

FIC/AML - 2 March 2020

Public Compliance Communication (PCC 42): Supervisory Body access to suspicious and unusual Transactions Reports

FIC/AML - 28 February 2020

Public Compliance Communication (PCC 43): Customer Due Diligence in relation to shared clients of accountable institutions

FIC/AML - 27 February 2020

DRAFT PCC 109: Guidance on the commencement and enforcement of the FIC Act as amended

FIC/AML - 27 February 2020

FSCA Perimeter Report 2020

FSCA Notices - 25 February 2020

WHO ARE WE

Established in 2004, Masthead (Pty) Ltd offers nationwide compliance and business support to independent financial advisors, corporate FSPs, credit providers, legal and property practitioners, and others. We help our clients navigate key regulations like FAIS, FICA, POPIA, and the National Credit Act. With a team of experts, we provide practical solutions across compliance, practice management, and business development to help businesses stay compliant and thrive. Masthead (Pty) Ltd is part of the Masthead Group, alongside Masthead Financial Planning (Pty) Ltd – a licensed FSP dedicated to supporting financial advisors with streamlined operational and regulatory solutions.

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