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Regulatory Library

Industry legislation, notices, determinations and more

Latest documents

Preparation guide for regulatory examinations (RE 1 and RE 5)

Regulatory Exams - 17 January 2024

Preparation guide for regulatory examinations (RE1 and RE5)

Regulatory Exams - 9 January 2024

Preparation guide for regulatory examinations (RE3)

Regulatory Exams - 9 January 2024

Preparation guide for regulatory examinations (RE4)

Regulatory Exams - 9 January 2024

The Ombudsmans Briefcase – Issue No. 3 of 2023

Insurance - 31 December 2023

FSCA Notice 26 of 2023 : Exemption of funds from using certain prescribed formats for preparing financial statements under section 15 of the Pension Funds Act, 1956 – Audit Reports

FSCA Notices - 21 December 2023

CMScript 10 of 2023: Testicular Cancer

Health - 13 December 2023

FAIS Ombud Press Release: Forex Investment Complaints

FAIS Ombud Determinations - 11 December 2023

G4: Guidelines for matters related to the prevention of banks or controlling companies being used for terrorist financing or other related unlawful activity

FIC/AML - 9 December 2023

Guidance Notice – Matters on the use of Terrorist Financing or other unlawful

FIC/AML - 9 December 2023

WHO ARE WE

Established in 2004, Masthead (Pty) Ltd offers nationwide compliance and business support to independent financial advisors, corporate FSPs, credit providers, legal and property practitioners, and others. We help our clients navigate key regulations like FAIS, FICA, POPIA, and the National Credit Act. With a team of experts, we provide practical solutions across compliance, practice management, and business development to help businesses stay compliant and thrive. Masthead (Pty) Ltd is part of the Masthead Group, alongside Masthead Financial Planning (Pty) Ltd – a licensed FSP dedicated to supporting financial advisors with streamlined operational and regulatory solutions.

Why Masthead?

CONTACT US

Phone:

021 686 3588

E-mail:

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Masthead is a level 1 B-BBEE contributor.

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Masthead is ISO27001 certified.

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