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Regulatory Library

Industry legislation, notices, determinations and more

Latest documents

Media releases: South African Reserve Bank imposes administrative sanctions on Grindrod Bank Limited

FIC/AML - 8 December 2023

Media Release: CIPC implements a beneficial ownership interface

CIPC - 8 December 2023

Media releases: South African Reserve Bank imposes administrative sanctions on African Bank Limited

FIC/AML - 8 December 2023

FSCA Communication 33 of 2023: Update on roll-out and implementation of cross-sectoral Conduct of Business Return for financial institutions

FSCA Notices - 4 December 2023

Joint Standard 1 of 2023: Information Technology (IT) Governance and Risk Management

FSCA Notices - 11 November 2023

FIC Annual Report 2022/23- Increasing transparency to enhance the fight against financial crime

FIC/AML - 28 October 2023

Circular 37 of 2023: Regulatory guidance on routine monitoring of Compliance Inspections and Request for Information

Health - 18 October 2023

FSCA Communication 27 of 2023: Criminal record verification of certain designated persons and significant owners

FSCA Notices - 17 October 2023

PCC 5D: Registration with the Financial Intelligence Centre in terms of section 43B of the FICA, 2001

FIC/AML - 17 October 2023

PCC 47A: Guidance on the interpretation of Legal Practitioners, item 1 of Schedule 1 to the FICA, 2001 and potential risk indicators.

FIC/AML - 17 October 2023

WHO ARE WE

Established in 2004, Masthead (Pty) Ltd offers nationwide compliance and business support to independent financial advisors, corporate FSPs, credit providers, legal and property practitioners, and others. We help our clients navigate key regulations like FAIS, FICA, POPIA, and the National Credit Act. With a team of experts, we provide practical solutions across compliance, practice management, and business development to help businesses stay compliant and thrive. Masthead (Pty) Ltd is part of the Masthead Group, alongside Masthead Financial Planning (Pty) Ltd – a licensed FSP dedicated to supporting financial advisors with streamlined operational and regulatory solutions.

Why Masthead?

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