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Regulatory Library

Industry legislation, notices, determinations and more

Latest documents

Qualifications, Experience and Criteria for Approval as Compliance Officer, BN 127 of 2010

FSCA Notices - 9 September 2010

Amendment of the General Code of Conduct For Authorised Financial Services Providers and Representatives, BN 58 of 2010

FSCA Notices - 19 April 2010

Notice on Requirements for Professional Indemnity and Fidelity Insurance Cover for Providers, BN 123 of 2009

FSCA Notices - 21 September 2009

Determination of Continuous Professional Development Requirements, BN 103 of 2008

FSCA Notices - 15 October 2008

Exemption in Respect of Services Under Supervision in Terms of Requirements and Conditions, BN 104 of 2008

FSCA Notices - 15 October 2008

Determination of qualifying criteria and qualifications for financial services providers, BN 105 of 2008

FSCA Notices - 15 October 2008

Hedge Fund FSP Risk Disclosures, BN 571 of 2008

FSCA Notices - 14 July 2008

Requirements imposed by the financial services board for nominees to operate in South Africa, BN 63 of 2007

FSCA Notices - 25 May 2007

Securities Services Act 36 of 2004

FSCA Notices - 31 January 2005

Exemption Regarding Certain Minimum Qualifications, BN 104 of 2004

FSCA Notices - 29 September 2004

WHO ARE WE

Established in 2004, Masthead (Pty) Ltd offers nationwide compliance and business support to independent financial advisors, corporate FSPs, credit providers, legal and property practitioners, and others. We help our clients navigate key regulations like FAIS, FICA, POPIA, and the National Credit Act. With a team of experts, we provide practical solutions across compliance, practice management, and business development to help businesses stay compliant and thrive. Masthead (Pty) Ltd is part of the Masthead Group, alongside Masthead Financial Planning (Pty) Ltd – a licensed FSP dedicated to supporting financial advisors with streamlined operational and regulatory solutions.

Why Masthead?

CONTACT US

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021 686 3588

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Masthead is a level 1 B-BBEE contributor.

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Masthead is ISO27001 certified.

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