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Regulatory Library

Industry legislation, notices, determinations and more

Latest documents

FSB Press Release – Code of Conduct for parties utilising Securities Financing Transactions (“SFT”) in the South African Securities Markets

FSCA Notices - 19 October 2017

FAIS Notice 124 of 2017 – Exemption of Juristic Representatives from Section 13(1)(c) of the FAIS Act

FSCA Notices - 21 September 2017

FAIS Notice 122 of 2017 – Exemption of Particular FSPs from Section 13 of the General Code of Conduct

FSCA Notices - 21 September 2017

FAIS Notice 123 of 2017 – Exemption of Particular FSPs from Section 19(3) Audit Report and Liquidity Requirements

FSCA Notices - 21 September 2017

FAIS Notice 119 of 2017 – Exemption of Compliance Officers from section 4(4) of the Notice on Compliance Officers

FSCA Notices - 13 September 2017

FAIS Newsletter – Volume 24

FSCA Notices - 1 September 2017

FSB Press Release – Legal Entity Identifier (LEI) Update

FSCA Notices - 31 August 2017

Exemption from the Provisions of Regulations 37, 38, and 39 made in terms of Section 36 of the Pension Funds Act, 1956

FSCA Notices - 30 August 2017

FAIS Notice 110 of 2017: Exemption of Certain FSPs from PI and Fidelity Insurance requirements

FSCA Notices - 17 August 2017

Information Circular No. 30 – Collective Investment Schemes

FSCA Notices - 12 July 2017

WHO ARE WE

Established in 2004, Masthead (Pty) Ltd offers nationwide compliance and business support to independent financial advisors, corporate FSPs, credit providers, legal and property practitioners, and others. We help our clients navigate key regulations like FAIS, FICA, POPIA, and the National Credit Act. With a team of experts, we provide practical solutions across compliance, practice management, and business development to help businesses stay compliant and thrive. Masthead (Pty) Ltd is part of the Masthead Group, alongside Masthead Financial Planning (Pty) Ltd – a licensed FSP dedicated to supporting financial advisors with streamlined operational and regulatory solutions.

Why Masthead?

CONTACT US

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021 686 3588

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Masthead is a level 1 B-BBEE contributor.

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Masthead is ISO27001 certified.

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